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26 May 2022, 1:53 pm
This resulted in an EBITDA debt to equity ratio between 6.6 and 7.8, even though Citigroup Global Markets (“Citigroup”) advised the board that the Company could only support a ratio of 5.1. [read post]
6 Apr 2022, 7:33 pm
” Before joining Wolters Kluwer, Atul has had a strong track record in developing and expanding businesses in the fintech space with leadership roles at Citigroup and S&P Global Ratings. [read post]
17 Mar 2022, 12:08 pm
(CRD#:8174), WAYZATA, MN 11/09/2001 – 02/12/2009, CITIGROUP GLOBAL MARKETS INC. [read post]
7 Mar 2022, 7:24 am
His previous employer employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Miamisburg, OH, Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. [read post]
16 Feb 2022, 7:45 pm
Before joining Wolters Kluwer, Dubey focused on expanding businesses in the fintech space with leadership roles at S&P Global and Citigroup. [read post]
21 Jan 2022, 2:17 pm
In this matter, initiated by a whistleblower under New Mexico’s Fraud Against Taxpayer’s Act, New Mexico secured a settlement with Barclays Capital Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. [read post]
21 Jan 2022, 2:17 pm
In this matter, initiated by a whistleblower under New Mexico’s Fraud Against Taxpayer’s Act, New Mexico secured a settlement with Barclays Capital Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. [read post]
27 Dec 2021, 7:12 am
Citigroup Global Markets Inc. [read post]
2 Dec 2021, 7:03 am
His FINRA BrokerCheck profile indicates he was registered with the following firms during his career in the securities industry: 06/01/2009 – 09/03/2021, MORGAN STANLEY (CRD#:149777), EL PASO, TX 08/05/2008 – 06/01/2009, CITIGROUP GLOBAL MARKETS INC. [read post]
3 Nov 2021, 8:30 am
Its total of £1.4 billion comes mainly from big banks such as JPMorgan Chase, Citigroup, and Goldman Sachs. [read post]
2 Nov 2021, 8:49 am
The official exchange market and unofficial exchange market’s spread has widened to a record gap, with USD1 now worth ARS196 on the unofficial market in comparison with USD1 equivalent to ARS99.35 on the official exchange. [read post]
27 Sep 2021, 12:27 pm
Read More The post CFTC Orders Citibank and Citigroup Global Markets Limited to Pay a $1 Million Penalty for Swap Data Reporting Violations, Related Supervision Failures, and Violation of a prior CFTC Order appeared first on CFTC Law. [read post]
22 Sep 2021, 9:23 am
Citigroup Global Markets Inc. [read post]
4 Aug 2021, 6:34 am
Hawks has not identified a target, while WODA will focus on the global fashion industry. [read post]
21 Jul 2021, 12:49 pm
Citigroup Global Markets, Inc. and Jefferies LLC are also acting as book-running managers for the offering, and Canaccord Genuity LLC, Cowen and Company, LLC, Needham & Company LLC, Stifel, Nicolaus & Company, Incorporated and Loop Capital Markets LLC are acting as co-managers for the offering. [read post]
7 Jul 2021, 1:51 pm
According to FINRA Disciplinary actions for June 2021, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Gina Adly MML Investors Services, LLC NYLife Securities LLC Patrick Carberry AXA Advisors, LLC NYLife Securities LLC Roy Cederfranco Morgan Stanley Citigroup Global Markets Inc. [read post]
11 Jun 2021, 5:47 am
FINRA Censures and Fines Citigroup Global Markets Inc. for Failed Supervisory System (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/5908/finra-citigroup-awc/When it comes to Wall Stree... [read post]
11 Jun 2021, 5:47 am
FINRA Censures and Fines Citigroup Global Markets Inc. for Failed Supervisory System (BrokeAndBroker.com Blog)CFTC Charges Former Energy Broker and Its Owner with Misappropriation of Nonpublic Information, Fraud, and Supervision Violations (CFTC Release)Las Vegas Woman Pleads Guilty To $10 Million Tech Support Fraud Scheme That Exploited The Elderly / Technical Support Scheme Deceived More Than 7,500 Victims Across the United States and Canada, Many of Whom Are… [read post]
27 May 2021, 11:42 am
Following his employment with Morgan Stanley DW INC, Cahill was employed by Citigroup Global Markets INC, where he spent three years, from 2005 to 2009. [read post]
27 May 2021, 11:42 am
Following his employment with Morgan Stanley DW INC, Cahill was employed by Citigroup Global Markets INC, where he spent three years, from 2005 to 2009. [read post]
