Search for: "Client Resolution Management, LLC"
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2 Oct 2018, 8:14 am
Ironwood Institutional Multi-Strategy Fund LLC is a Delaware Limited Liability company registered as a closed-end, non-diversified, management investment company. [read post]
Repeat After Me: You May Not Expel a Member of a New York LLC Unless the Operating Agreement Says So
17 Sep 2018, 3:25 am
C’mon, New York lawyers, do you really want to spend your time, your client’s money, and bother the court litigating a dead-end claim that your client rightfully expelled his or her LLC co-member for alleged misconduct, however egregious, when you don’t have an operating agreement that says your client can do it? [read post]
20 Jun 2019, 7:37 am
The claim further alleges that LPL Financial LLC unsuitably invested the client in the following high risk oil & gas limited partnership investments: Atlas Resources Series 34-2014 LP Atlas Resources Series 32-2012 LP The claim seeks damages between $100,000 and $500,000. [read post]
19 Oct 2017, 12:01 pm
By Goldman Antonetti & Córdova, LLC [Client Alert] The devastation caused by Hurricane María has left most of the island without the necessary power to continue business operations. [read post]
25 Jan 2010, 3:00 am
In the case of manager-managed multi-member LLCs taxable as partnerships, this means more than 200 principal and subsidiary issues, including, for example, member dissociation issues, manager fiduciary issues, buy-sell issues, dispute resolution issues, and a slew of federal tax issues. [read post]
31 Jan 2019, 8:04 am
FINRA arbitration is an alternative dispute resolution (ADR) procedure that exists solely to help individual investors recover fraudulent losses from their investment firms and brokers. [read post]
16 Dec 2020, 6:30 am
Author Michael Stack, CEO Amaxx LLC. [read post]
15 May 2024, 1:49 pm
Brokerage firms have a fiduciary duty to adequately disclose the risks involved in an investment before recommending it to its clients. [read post]
23 Oct 2017, 8:00 am
If a case is investigated and handled properly, it can be positioned for timely resolution. [read post]
29 Mar 2019, 9:18 am
Others provide for dispute resolution by arbitration. [read post]
7 May 2021, 1:14 pm
Others provide for dispute resolution by arbitration. [read post]
26 Oct 2023, 12:50 pm
Financial Advisor Julie Darrah Charged with Embezzlement Financial Advisor Julie Darrah and Vivid Financial Management, the wealth management firm she co-founded, have been hit with civil charges by the Securities and Exchange Commission (SEC). [read post]
23 May 2022, 5:45 pm
LLC (AGI US) and three former senior portfolio managers with a massive fraudulent scheme that concealed the immense downside risks of a complex options trading strategy they called “Structured Alpha. [read post]
14 Feb 2023, 2:13 pm
He bolsters a continually growing bankruptcy practice at the firm dedicated to detailed, responsive legal services that provide business and individual clients with beneficial resolutions to financial difficulties. [read post]
10 Apr 2023, 11:49 am
The claim alleged that Arete Wealth Management unsuitably invested its clients in the high-risk GWG Series L Bond, securities sponsored by GWG Holdings, a Dallas-based financial services firm. [read post]
9 Aug 2021, 11:16 am
Iron Mountain Information Management, LLC—Costs, B-418797.4, arose from a Department of Veteran’s Affairs (VA) request for quotations (RFQ) No. 36C10E20Q0090, for records management services issued on April 24, 2020. [read post]
1 Apr 2020, 5:44 am
Peter Moulinos, the founder and managing partner of the firm. [read post]
1 Apr 2020, 5:45 am
Peter Moulinos, the founder and managing partner of the firm. [read post]
1 Apr 2020, 5:44 am
Peter Moulinos, the founder and managing partner of the firm. [read post]
1 Apr 2020, 5:44 am
Peter Moulinos, the founder and managing partner of the firm. [read post]
