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  As stated by Gene DeMaio (EVP, Options Regulation Section of FINRA’s Market Regulation Department), CAT has been a “game changer” particularly for option regulation because it provides FINRA with data points not previously available under the COATS reporting regime, and thus, the industry should expect more streamlined and targeted options-related investigations. [read post]
4 May 2023, 11:28 am by Jim Walker
Numerous washing machines for dishes and glassware were observed to be in a state of disrepair. [read post]
30 Jan 2023, 11:26 am by INFORRM
Mischon de Reya have published a blog post titled ‘Is the UK riding on the EU’s coat tails when it comes to data adequacy? [read post]
16 Dec 2022, 5:00 am by Anna Price
Puerto Rico Municipalities Coats of Arm, Photo by FlickruserJimmy Emerson, DVM May 23, 2017. [read post]