Search for: "Custodians"
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17 Apr 2024, 4:01 pm
Unhappy 8A Food Trucks customers from across California described toiling as cooks, custodians and construction workers, saving for years to get a chance at starting their own business, only to have their dreams dashed. [read post]
17 Apr 2024, 1:42 pm
Hernandez primarily works as a custodian and part-time at the store, which he opened about six years ago, according to Flores. [read post]
16 Apr 2024, 12:26 pm
These include minor children, a custodian or agent of another person, an employee who is solely an employee and not a senior officer, someone whose only interest in a reporting company is a “future interest” through right of inheritance (i.e., a child of an owner who’s devised an ownership interest in a will upon said owner’s passing), and a creditor of a reporting company. [read post]
16 Apr 2024, 12:27 am
Segundo, porque tales fondos están asociados a personas físicas y jurídicas, cuyos datos esenciales de identificación y solvencia custodian tales entidades bancarias. [read post]
15 Apr 2024, 5:39 am
Appeals may be taken by 1) the juvenile, 2) the juvenile’s parent, guardian, or custodian, 3) a county, or 4) the State. [read post]
12 Apr 2024, 7:00 am
Clarify with the AG’s office your responsibilities for things such as document collection, electronically stored information (ESI) issues, custodians, search terms, document review, and timelines for completing production of documents. [read post]
6 Apr 2024, 12:20 pm
This loophole leaves casino workers, from dealers to wait staff and custodians, vulnerable to secondhand smoke exposure for their entire shifts. [read post]
3 Apr 2024, 9:03 pm
Its capital implications keep out of the business many banks and broker-dealers that have long years of custody experience.[6] Moreover, as a consequence of being on the balance sheet, if the custodian fails, these assets could be treated as if they belong to the failed entity, not the customers of that entity.[7] Rules of such broad effect should be set by the full Commission, not by staff answering only to the Chairman. [read post]
1 Apr 2024, 5:01 am
On March 11, 2018, Harris filed a motion to enforce an attorney's charging lien against DeCastro pursuant to Section 475 of the New York Judiciary Law, essentially arguing that he should be paid from the proceeds of the sale of the diamonds before anyone other than the third-party custodian that has been holding the diamonds at the Court's direction…. [read post]
29 Mar 2024, 6:30 am
Rondini, Investment Company Institute (ICI), on Sunday, March 24, 2024 Tags: assets, custodial oversight, custodians, investors, SEC New OECD Research on Sustainable Bonds Posted by Caio de Oliveira, Adriana De La Cruz, and Pietrangelo De Biase, OECD, on Monday, March 25, 2024 Tags: bond markets, corporate bonds, Institutional Investors, issuers, sustainable bonds Trading and Shareholder Democracy Posted by Doron Levit (University of Washington), Nadya Malenko (Boston College), and… [read post]
29 Mar 2024, 6:30 am
Rondini, Investment Company Institute (ICI), on Sunday, March 24, 2024 Tags: assets, custodial oversight, custodians, investors, SEC New OECD Research on Sustainable Bonds Posted by Caio de Oliveira, Adriana De La Cruz, and Pietrangelo De Biase, OECD, on Monday, March 25, 2024 Tags: bond markets, corporate bonds, Institutional Investors, issuers, sustainable bonds Trading and Shareholder Democracy Posted by Doron Levit (University of Washington), Nadya Malenko (Boston College), and… [read post]
28 Mar 2024, 9:01 pm
Delegation: Many RIAs and ERAs delegate aspects of their anti-money laundering compliance programs to third parties, including custodians, transfer agents, and administrators. [read post]
28 Mar 2024, 10:04 am
As regards challenges and risks the report notes that a move to T+1 would impact almost every department of fund managers, brokers and custodians from front office trading to back-office processing. [read post]
25 Mar 2024, 6:00 am
Below is the decision of the Appellate Division in In the Matter of Portfolio Media, Inc., Appellant, v New York State Office of Court Administration, Respondent, 2024 NY Slip Op 01523, addressing an agency's partial denial of a request for records in accordance with the Freedom of Information Law "Order, Supreme Court, New York County (Lisa S. [read post]
25 Mar 2024, 6:00 am
Below is the decision of the Appellate Division in In the Matter of Portfolio Media, Inc., Appellant, v New York State Office of Court Administration, Respondent, 2024 NY Slip Op 01523, addressing an agency's partial denial of a request for records in accordance with the Freedom of Information Law "Order, Supreme Court, New York County (Lisa S. [read post]
24 Mar 2024, 6:30 am
Custodians play a vital role in financial markets, reinforcing trust and serving investors by safeguarding assets. [read post]
24 Mar 2024, 6:30 am
Custodians play a vital role in financial markets, reinforcing trust and serving investors by safeguarding assets. [read post]
21 Mar 2024, 7:31 am
In this Pitt County case, defendant appealed his convictions for statutory sexual offense with a child by an adult, sexual act by a substitute parent or custodian, and indecent liberties with a child, arguing plain error in admitting a detective’s testimony that she could not interview defendant during the investigation. [read post]
20 Mar 2024, 8:12 pm
A grandparent does not have standing just because the child wants to see them or because they would be a better custodian. [read post]
19 Mar 2024, 9:01 pm
Companies also may face risk from an employee’s unauthorized or undisclosed use of GenAI tools, especially where the employee is a custodian or witness in an investigation or litigation. [read post]
