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24 Nov 2023, 6:08 pm by Guest Author
Perhaps the most important of the three questions presented is whether “the statutory provisions that empower the Securities and Exchange Commission to initiate and adjudicate administrative enforcement proceedings seeking civil penalties violate the Seventh Amendment. [read post]
9 Nov 2023, 9:01 pm by renholding
At the time, each Commissioner had three counsels and, in our office, each one of us handled a third of the Enforcement recommendations. [read post]
24 Oct 2023, 9:01 pm by renholding
Creating a culture of proactive compliance requires three things: education, engagement, and execution. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
The complaint alleged that the adviser’s marketing materials made claims of annualized returns of 2700%, but the underlying data was taken from only a three-week period. [read post]
11 Oct 2023, 1:23 am by Roel van Woudenberg
For all designated States except the US, it names Alexion Pharmaceuticals, Inc. and the University of Western Ontario as applicants. [read post]
2 Oct 2023, 9:50 am by Zak Gowen
”[15]   Draft Guideline 12 then articulates three principles the Agencies will use to evaluate partial acquisition questions, including in common ownership situations. [read post]
20 Sep 2023, 9:24 am by centerforartlaw
Authentication is evaluated using three factors: provenance, the application of connoisseurship, and scientific evaluation.[9] Each has the potential for risk and liability, but each is necessary to establish authenticity.[10] An uninterested, third-party authentication is one of the best ways to avoid litigation issues down the line,[11] a role that AI authentication may be ideally suited to do. [read post]
19 Sep 2023, 2:24 pm by centerforartlaw
Authentication is evaluated using three factors: provenance, the application of connoisseurship, and scientific evaluation.[9] Each has the potential for risk and liability, but each is necessary to establish authenticity.[10] An uninterested, third-party authentication is one of the best ways to avoid litigation issues down the line,[11] a role that AI authentication may be ideally suited to do. [read post]
13 Sep 2023, 6:00 am by Tad Lipsky
Treasury for all three Republican presidents that preceded FDR. [read post]
3 Sep 2023, 4:43 pm by INFORRM
Music and Copyright IPKat provides a summary of the three cases brought in the United States claiming that the song Thinking Out Loud performed by Ed Sheeran, copied Let’s Get It On performed by Marvin Gaye. [read post]
30 Aug 2023, 9:49 am by Norman L. Eisen
” Jefferson County v Acker, 527 U.S. 423, 447 (1999) (Scalia, J., concurring in part and dissenting in part). [read post]