Search for: "D. Scott Dodd"
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29 Nov 2017, 4:02 am
Somers, which involves the whistleblower protections of the Dodd-Frank Act. [read post]
12 Oct 2017, 9:30 pm
EPA Administrator Scott Pruitt repealed the rule to prevent “its devastating effects” from being “imposed on the American people. [read post]
29 Jun 2017, 9:30 pm
” The case was originally brought by several energy companies against EPA Administrator Scott Pruitt. [read post]
27 Jun 2017, 4:22 am
If you have or know of a recent (published in the last two or three days) article, post, or op-ed relating to the Court that you’d like us to consider for inclusion in the round-up, please send it to roundup [at] scotusblog.com. [read post]
8 Jun 2017, 9:30 pm
” House Democratic Leader Nancy Pelosi (D-CA) called the Act “a dangerous, Wall Street-first bill that would drag us right back to the days of the Great Recession. [read post]
25 May 2017, 9:30 pm
Scott said he would give the legislature certain “recommended changes” to the bill. [read post]
27 Apr 2017, 8:22 am
David Scott (D-Ga) recalled 41 Dodd-Frank Act hearings, but wondered if today’s hearing would be the only one on CHOICE Act version 2.0. [read post]
24 Feb 2017, 5:35 am
Strauber, Skadden, Arps, Slate, Meagher & Flom LLP, on Friday, February 17, 2017 Tags: Anti-corruption, DOJ, Donald Trump, FCPA, Financial regulation, Liability standards, Misconduct, Securities enforcement, Securities regulation, Voluntary Disclosure It’s Time for the Pendulum to Swing Back Posted by Edward D. [read post]
17 Feb 2017, 5:40 am
D. [read post]
2 Feb 2017, 8:04 am
(In re Scott) (Bankr. [read post]
23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19, 2016 Tags:… [read post]
17 Nov 2016, 7:06 am
Brad Sherman (D-Cal) agreed that it was the traditional thing to do, but added that the tradition began before Congress started obstructing so many presidential appointments, including two pending Commission seats. [read post]
22 Jul 2016, 6:10 am
Harvey, Duke University, on Wednesday, July 20, 2016 Tags: Agency costs, Behavioral finance, Derivatives, Incentives, Investor protection, Management, Managerial style, Risk assessment, Risk management, Risk-taking, Surveys The Delaware Courts’ Increasingly Laissez Faire Approach To Directorial Oversight Posted by Miles D. [read post]
27 Jun 2016, 7:19 am
” The letter was signed by Chairman Michael Conaway (R-Texas) and Ranking Member Collin Peterson (D-Minn), as well as Austin Scott (R-Ga) and David Scott (D-Ga), chairman and ranking member of the Subcommittee on Commodity Exchanges, Energy, and Credit.Transactions excluded. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
20 May 2016, 6:45 am
Cepec: Business Registration and Personal Jurisdiction Posted by John D. [read post]
29 Apr 2016, 5:33 am
Dodd, 598 F.3d 449, 452–53 (U.S.Court of Appeals for the 8th Circuit 2010)); see also United States v. [read post]
8 Apr 2016, 6:09 am
Katz, Wachtell, Lipton, Rosen & Katz, on Thursday, April 7, 2016 Tags: Advanced notice, Antitrust, DOJ, Filings, FTC, Hart-Scott-Rodino Act, Hedge funds, Mergers & acquisitions,Securities enforcement, Securities Regulation, Shareholder activism [read post]
8 Apr 2016, 6:09 am
Katz, Wachtell, Lipton, Rosen & Katz, on Thursday, April 7, 2016 Tags: Advanced notice, Antitrust, DOJ, Filings, FTC, Hart-Scott-Rodino Act, Hedge funds, Mergers & acquisitions,Securities enforcement, Securities Regulation, Shareholder activism [read post]
2 Dec 2015, 8:43 am
Retour sur la lutte de ces habitants pour récupérer leur terre ancestrale Patient Lwango Mirindi, L’article 1502 du « Dodd-Frank Act » : une menace pour la souveraineté de la République démocratique du Congo sur ses ressources naturelles ? [read post]
