Search for: "Dealer"
Results 41 - 60
of 28,241
Sorted by Relevance
|
Sort by Date
5 Oct 2023, 3:58 pm
Continue Reading › The post Broker-Dealer Negligence Attorneys appeared first on Investor Lawyers Blog. [read post]
19 Apr 2018, 6:00 am
The Canadian Securities Administrators (the “CSA”) have issued CSA Staff Notice 61-303 and Request for Comment – Soliciting Dealer Arrangements (the “Notice”) on the use of soliciting dealer arrangements. [read post]
30 Jul 2014, 7:00 am
In short, it is still not “fun” to be in compliance or legal at a broker-dealer. [read post]
6 Jun 2017, 5:20 am
As a result of her disloyalty, the Court ordered Jacobs…Continue reading Faithless Servants and the Law: Fine Art Dealers Beware The post Faithless Servants and the Law: Fine Art Dealers Beware appeared first on Art@Law. [read post]
23 Nov 2013, 5:06 am
An increasing number of dealers in art and antiques are making sales online. [read post]
7 Oct 2019, 10:09 am
Recently, a REIT sought to avoid using a broker-dealer in a distribution. [read post]
12 Feb 2018, 9:45 am
If you have been wronged by a Buy Here, Pay Here dealer (or any other dealer), contact us for a free consultation. [read post]
25 Mar 2013, 8:13 am
It seems two major auto dealer trade groups share my doubts about whether the CFPB’s position on dealer rate participation will really help car buyers. [read post]
15 Sep 2015, 9:38 am
3 Reasons Why it Doesn’t Make Sense to Rely on the Carfax Provided by the Dealer: The dealer might have provided an outdated Carfax report. [read post]
1 Sep 2009, 4:04 am
SEC Chairman Mary Schapiro issued an order yesterday to broker-dealer firms addressing concerns regarding the recruiting methods for broker-dealer registered representatives. [read post]
5 Mar 2011, 10:30 am
Shady art dealers are receiving most of the blame for various obfuscations and deals gone wrong, and the Wildenstein family is doing little to improve their image.The Los Angeles Times discusses the controversy surrounding the family in a recently published article entitled, "Cultural Exchange: Wildenstein Art Dealers Scrutinized. [read post]
3 Mar 2011, 12:18 pm
What could be better than a trial of an art dealer convicted of tax fraud?! [read post]
11 Jul 2011, 2:15 pm
’s trademark applications for DEALER FINANCIAL SERVICES and DEALER FINANCIAL SERVICES GROUP, both in standard characters and in design form based on a likelihood of confusion with Dealers’ Finance Co., LLC’s U.S. [read post]
18 Jan 2018, 5:46 am
Drones Are Now Doing Drug Dealers' Dirty Work The post Drones Are Now Doing Drug Dealers’ Dirty Work appeared first on Legal Reader. [read post]
10 Oct 2018, 5:54 am
New Opioids Law Isn't Likely to Stop Adaptable Dealers The post New Opioids Law Isn’t Likely to Stop Adaptable Dealers appeared first on Legal Reader. [read post]
27 Oct 2017, 3:00 am
Our client purchased a car from a car dealer, and paid them her down payment. [read post]
28 Sep 2023, 11:24 am
Continue Reading › The post Broker-dealer Misconduct Lawyers appeared first on Investor Lawyers Blog. [read post]
17 Oct 2012, 6:30 pm
Art dealer to receive $3 million, not $12.5million after month long Victorian Supreme Court trial: http://ow.ly/ez5do [read post]
7 Apr 2023, 9:34 am
What Happens if Your Name is Found in a Drug Dealer’s Phone? [read post]
8 Jul 2016, 11:49 am
As it stands, the broker-dealer is sharing in a small fraction of the revenue the branch is generating. [read post]
