Search for: "Dealer Capital Group, LLC"
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29 Jun 2010, 1:47 pm
Broker-dealers that sold Provident Royalties private placements Firm name Total sales Total commission paid to BD Advisory Group Equity Services Ltd. $110,000 $70,650 AFA Financial Group LLC $2,455,000 $456,150 American Portfolios Financial Services Inc. $585,000 $66,650 Asset Management Strategies LLC $220,000 $2,250 Ausdal Financial Partners Inc. $100,000 $2,250 Barron Moore Inc. $250,000 $96,750 Boogie Investment Group Inc.… [read post]
18 Jan 2024, 1:30 pm
The White Law Group reviews the regulatory history of Cabot Lodge Securities LLC. [read post]
7 Nov 2019, 9:01 am
The White Law Group continues its investigation involving broker-dealers who may have unsuitably recommended GPB Capital private placements to investors. [read post]
21 Jul 2020, 12:45 pm
EcoVest Capital, Conservation Easement Investment The White Law Group continues to investigate potential securities fraud claims involving the liability that sale agents and broker-dealers may have for improperly recommending EcoVest Capital’s conservation easement investments (tax shelter land deals) to unsuspecting investors. [read post]
5 Aug 2020, 6:09 am
One such company was GPB Capital Holdings LLC, which has been the subject of federal and state litigation. [read post]
2 May 2024, 12:35 pm
The White Law Group reviews the regulatory history of RBC Capital Markets. [read post]
27 Oct 2011, 12:30 pm
• Private Asset Group Inc. [read post]
16 Dec 2014, 10:50 am
If so, the securities attorneys of The White Law Group may be able to help by filing a complaint against the broker-dealer that sold you the investment. [read post]
28 Nov 2018, 4:15 pm
On November 9, 2018, GPB Capital Holdings, LLC (“GPB”) notified certain broker-dealers who had been selling investments in its various funds that GPB’s auditor, Crowe LLP, elected to resign. [read post]
25 Jan 2011, 6:10 pm
Capital Financial is among several broker/dealers named in the class action, Billitteri v. [read post]
24 Jul 2020, 12:42 pm
The post Queen’s Cove Holdings LLC Investment Losses appeared first on The White Law Group. [read post]
13 Feb 2013, 12:06 pm
The White Law Group is investigating potential securities fraud claims involving broker-dealers’ improper recommendation that investors purchase the Grubb & Ellis Capital Fund. [read post]
28 Jul 2020, 7:57 am
The investor’s claims arise out of recommendations to invest in GPB Automotive Portfolio, LP, a private placement managed by GPB Capital Holdings, LLC. [read post]
12 Mar 2019, 8:17 am
The post TCF12 Columbus Industrial LLC Investigation appeared first on The White Law Group. [read post]
7 Jul 2020, 2:02 pm
GPB Capital – Update on Investigation The White Law Group continues to investigate potential securities fraud claims involving broker dealers who may have unsuitably recommended GPB Capital offerings to investors. [read post]
21 Apr 2016, 11:12 am
Cetera Financial Group, which is a broker-dealer holding company of RCAP, is expected to emerge as an independent company following the bankruptcy.Particular holding companies of the broker-dealers within the Cetera network of 9,100 advisors are guarantors of RCAP’s debt. [read post]
14 May 2009, 6:42 pm
Too bad it took financial collapse to get it done.To find out if a dealer near you is on the "you've been chopped" list, check out the Wall Street Journal's list posted here: [online.wsj.com]If that link doesn't work, try here: [msnbcmedia.msn.com]Meanwhile, if you've got a Chrysler with defects, a Dodge that won't run, or a Jeep that won't beep, you better get it back to your dealer right away and try to get warranty work done while they are… [read post]
16 Dec 2010, 8:46 am
$39,000 Independent Financial Group LLC $36,000 Capital Management Securities Inc [read post]
13 Dec 2019, 6:39 am
Miramar Pointe Holdings, Ecovest Capital, Conservation Easement Investment Have you suffered losses investing in Miramar Pointe Holdings LLC? [read post]
22 Mar 2022, 12:31 pm
According to FINRA, on April 27, 2018, GPB Capital sent a letter to many broker-dealers that sold GPB Capital-offerings, including Dempsey Lord Smith LLC. [read post]
