Search for: "Depository Trust and Clearing Corporation"
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11 Mar 2010, 9:02 am
Judge Rosenthal wrote that the staff position in Hain Celestial was more consistent with the text of Rule 14a-8(b)(2) than the restrictive position Apache advanced, that the rule required confirming letters from the Depository Trust Company or Cede & Co. [read post]
10 Mar 2021, 4:35 pm
Consistent with this approach, the Depository Trust and Clearing Corporation released a white paper analyzing the benefits and costs to moving to T+1, which could be accomplished utilizing distributed ledger technology and other emerging technologies. [read post]
2 Feb 2016, 3:28 am
DTCC Explores Blockchain Technology As noted in this blog by Steve Quinlivan, the Depository Trust & Clearing Corporation – known as “DTCC,” whose subsidiary that keeps book-entries is known as “DTC” – issued this white paper examining the use of blockchain technology to settle trades… Senator Warren has issued this 13-page report on “weak justice”… The New “Napoleon Dynamite”:… [read post]
23 Apr 2008, 9:07 am
Depository Trust and Clearing Corp., et al. [read post]
28 Nov 2011, 8:57 pm
Such customer funds when deposited with any bank, trust company, clearing organization or another futures commission merchant shall be deposited under an account name which clearly identifies them as such and shows that they are segregated as required by the Act and this part. [read post]
16 Jun 2010, 3:00 am
Depository Trust & Clearing Corp., No. 08-5013-cv (2d Cir. [read post]
4 Nov 2009, 2:52 pm
Recommendation 28: The Office of Compliance Inspections and Examinations examination staff should be required to verify a test sample of trading or balance data with counterparties and other independent third parties such as Financial Industry Regulatory Authority, Depository Trust Company, or National Securities Clearing Corporation whenever there are specific allegations of fraud involved in an examination. [read post]
6 Nov 2017, 9:30 pm
Although the SEC and industry groups have been publicly mulling over shortening the settlement period since the turn of the millennium, the concerted push that led to the SEC, FDIC, and OCC’s rules began with a 2012 study commissioned by the Depository Trust and Clearing Corporation, a company responsible for settling trillions of trades a year. [read post]
25 Apr 2017, 8:17 pm
The currently designated systemically significant financial market utilities include The Clearing House Payments Company L.L.C. on the basis of its role as operator of the Clearing House Interbank Payments System, The Depository Trust Company, and the Chicago Mercantile Exchange. [read post]
14 Oct 2008, 9:00 am
As described above, I think the "plain meaning" interpretation of the section is clear: any agreement in which a potential acquiring company has agreed not to acquire an FDIC-institution is unenforceable. [read post]
5 Oct 2010, 1:38 am
Haven Trust Bancorp was the parent corporation for Haven Trust Bank, a Duluth, Georgia failed bank of which the FDIC took control on December 12, 2008. [read post]
12 Jan 2016, 10:12 am
” The FDIA and FDIC Section 19 language is as clear as it is unclear. [read post]
12 Jan 2016, 10:12 am
” The FDIA and FDIC Section 19 language is as clear as it is unclear. [read post]
26 Feb 2010, 9:53 am
The problem at its root may be that the current rules against naked short selling are both inadequate and impossible to enforce.In a July 22 letter to the SEC Chair, Senators Kaufman and Isakson, and five other senators, suggested a pilot program as proposed by the Depository Trust & Clearing Corporation (DTCC) to prohibit short sales that do not first acquire a hard locate. [read post]
2 Aug 2021, 9:03 pm
The New York Federal Reserve publishes SOFR each day based on data it receives from independent third-parties, such as the Depository Trust & Clearing Corporation. [read post]
22 Nov 2008, 4:28 pm
" The Depository Trust & Clearing Corporation (DTCC) argues that the OTC derivatives market is only half the size Cox claims it is because he counts each transaction twice, but even using the DTCC’s math we’re talking about a 35 trillion dollar market. [read post]
31 Mar 2024, 9:01 pm
Interestingly, with the US$50 billion asset threshold among the list of indicators, the OCC is making it clear that US$50 billion in total consolidated assets is a significant factor that could result in a delay in action on an application. [read post]
27 Aug 2019, 9:41 pm
Limited liability is a characteristic of modern corporations, as well as limited liability companies and limited partnerships and trusts (beneficiaries are not personally liable for the trust’s liabilities). [read post]
16 May 2016, 1:00 pm
Where do trusts fit in? [read post]
29 May 2024, 10:30 pm
The Depository Trust and Clearing Corporation (DTCC) indeed provides post-trade CDS information, but the level of transparency is not very high, given that only aggregated weekly volumes are provided rather than individual prices. [read post]
