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22 Nov 2023, 1:49 pm by Jared Scholtz
The above elements were articulated in Capital Estate and General Agencies (Pty) Ltd and Others v Holiday Inns Inc. 1977 2 SA 916 (A). [read post]
20 Nov 2023, 9:01 pm by renholding
Consequently, the redemption payment had no direct effect on BLMIS in the US. [read post]
13 Nov 2023, 9:05 pm by renholding
     Assessing Potential Risks The Analytic Framework retains the eight proposed “vulnerabilities that most commonly contribute” to financial stability risks.[24]Relative to the proposal, the Analytic Framework includes additional examples of the types of “quantitative metrics” the Council may consider under certain vulnerabilities: Vulnerability Sample Metrics – Proposal Additional Metrics – Final Leverage… [read post]
8 Nov 2023, 6:53 am by John Elwood
Munsingwear, Inc., this court should vacate the court of appeals’ judgment and remand with instructions to direct the district court to vacate its order granting a preliminary injunction as moot. [read post]
27 Oct 2023, 7:12 am by John Elwood
Munsingwear, Inc; and (2) alternatively, whether the judgment below should be vacated and the case remanded for further consideration in light of Axon Enterprise v. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
In a September 11, 2023 press release, the Securities and Exchange Commission (“SEC”) announced that it charged nine registered investment advisers for showing hypothetical performance results on their websites without adopting the necessary policies and procedures required under the SEC’s new marketing rules and regulations (the “New Marketing Rules”). [read post]
18 Oct 2023, 3:02 pm by Rob Robinson
July started off with two reported deals as companies looked to strategically combine forces or attract new capital. [read post]
5 Oct 2023, 7:26 am by Joanna Herzik
The attorney has not heard back from the owner, so they assume that they were the intended victim of a scam. 1 Groat Machinery, Inc. 39555 Orchard Hill Place Novi, MI 48375 ATTN: Mr. [read post]
2 Oct 2023, 9:50 am by Zak Gowen
Without direct legal precedent addressing common ownership based on minority positions, the antitrust agencies draw from Supreme Court precedents relating to partial acquisitions. [read post]
22 Sep 2023, 2:28 pm by Alan Rosca
Battalini (also known as Michael Adam Battalini), a previously registered broker in Sewickley, PA, is subject to customer dispute disclosures and was reportedly permitted to resign from his position at World Capital Brokerage, Inc., according to his Brokercheck Report. [read post]
22 Sep 2023, 2:28 pm by Alan Rosca
Battalini (also known as Michael Adam Battalini), a previously registered broker in Sewickley, PA, is subject to customer dispute disclosures and was reportedly permitted to resign from his position at World Capital Brokerage, Inc., according to his Brokercheck Report. [read post]
22 Sep 2023, 2:28 pm by Alan Rosca
Battalini (also known as Michael Adam Battalini), a previously registered broker in Sewickley, PA, is subject to customer dispute disclosures and was reportedly permitted to resign from his position at World Capital Brokerage, Inc., according to his Brokercheck Report. [read post]
14 Sep 2023, 12:21 pm by Doug Cornelius
SEC Order – Elm Partners Management LLC SEC Order – Hansen and Associates Financial Group Inc SEC Order – Linden Thomas Advisory Services LLC SEC Order – Macroclimate LLC SEC Order – McElhenny Sheffield Capital Management LLC SEC Order – MRA Advisory Group SEC Order – Trowbridge Capital Partners LLC [read post]
13 Sep 2023, 6:00 am by Tad Lipsky
Instead, extensive direct government-industry collaboration was required to support the war effort. [read post]
8 Sep 2023, 7:36 am by Unknown
BitConnect International PLC decision, the Eleventh Circuit held that someone could “solicit a purchase, within the meaning of the Securities Act, by promoting a security in a mass communication,” even without alleging that the communication was directed at a plaintiff-purchaser, thereby rejecting a distinction between broadly disseminated communications and individually targeted ones. [read post]