Search for: "Double D Trading, LLC" Results 41 - 60 of 146
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24 Jan 2019, 2:36 pm by Kevin LaCroix
As one former SEC Assistant Director and securities regulation scholar noted, “[Although every trade creates a record], somebody abroad could make illicit trades and send the proceeds overseas, and it’s going to be very hard to get that money back later. [read post]
1 Jan 2019, 5:10 pm by Ben Vernia
  In a matter that came to light in part by a voluntary disclosure by the company to the Department, HealthCare Partners Holdings LLC (HCP), doing business as DaVita Medical Holdings LLC, paid $270 million to resolve its liability for providing inaccurate information that caused Medicare Advantage Organizations (MAOs) to receive inflated Medicare payments. [read post]
28 Dec 2018, 4:00 pm by Joe Glantz
  “Owning a share in a REIT, a fund or an LLC that owns a share in another LLC does not qualify. [read post]
30 Nov 2018, 7:38 am by zamansky
Corporate debt exploded, nearly doubling in the past decade to $9 trillion from $5.5 trillion. [read post]
26 Nov 2018, 10:20 am by Eric Goldman
In 2016, the FTC filed an administrative complaint against 1-800 Contacts, alleging that its competitive advertising restrictions were illegal restraints on trade. [read post]
19 Jun 2018, 2:30 am by Colby Pastre
Wansink and colleagues (2014) found that taxes on calorie-dense foods (including SSBs) are associated with higher consumption of beer, potentially trading one public health problem for another. [read post]
5 Jan 2018, 6:43 pm by Kelly Phillips Erb
If you incorporate, the conventional wisdom is that you’re setting yourself up for a potential double tax. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
Internet Coin Offerings (ICOs), the method by which startups or other parties can issue cryptographic tokens in an effort to fund or bootstrap a new block chain network, got hit by a double whammy when the U.S. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]