Search for: "EDWARD MORGAN"
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6 Oct 2022, 5:29 am
Recently, a former Morgan Stanley broker, Shawn Edward Good of Wilmington, North Carolina, pleaded guilty for his involvement in a $7.2 million Ponzi scheme in which he defrauded at least a dozen clients, according to the Justice Department. [read post]
3 Oct 2022, 12:04 pm
In “Cheng’s Proposed Consensus Rule for Expert Witnesses,”[1] I discussed a recent law review article by Professor Edward K. [read post]
27 Sep 2022, 7:18 pm
Carey, Belén González, & Christian Gläßel, Divergent Perceptions of Peace in Post-Conflict Societies: Insights from Sri Lanka Neophytos Loizides, Charis Psaltis, Edward Morgan-Jones, Laura Sudulich, Raluca Popp, & Tekin Baykiz, Citizens and Peace Mediations in Divided Societies: Identifying Zones of Agreement through a Conjoint Survey Experiment Vera Mironova & Sam Whitt, Due Process and Accountability Under Transitional Justice: Evidence… [read post]
23 Sep 2022, 4:00 am
National/Federal A Landmark Supreme Court Fight Over Social Media Now Looks Likely MSN – Robert Barnes and Ann Marimow (Washington Post) | Published: 9/19/2022 Conflicting lower court rulings about removing controversial material from social media platforms point toward a landmark U.S. [read post]
22 Sep 2022, 8:41 am
Dustin Goss Park Avenue Securities LLC Edward Jones Yang Liang NYLIFE Securities LLC James Merrill Independent Financial Group, LLC LPL Financial Corporation William Nicoloff Jr. [read post]
7 Sep 2022, 12:11 pm
” Sternadel was a registered representative with the following firms during her career: 12/14/2018 – 08/22/2022, AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363), Wichita Falls, TX, 11/23/2015 – 01/10/2019, MORGAN STANLEY (CRD#:149777), WICHITA FALLS, TX 01/24/2011 – 11/24/2015, EDWARD JONES (CRD#:250), WICHITA FALLS, TX Potential Lawsuits to Recover Investment Losses The White Law Group is… [read post]
22 Jul 2022, 6:30 am
Roe (Harvard Law School), on Monday, July 18, 2022 Tags: Capital allocation, Hedge funds, Investor horizons, Long-Term value, Macroeconomics, Repurchases, Shareholder activism, Short-termism Name That Boon: SEC Proposes Rules on ESG Fund Names & Disclosures Posted by Matt Filosa, William Edwards, and Oliver Parry, Teneo, on Tuesday, July 19, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC… [read post]
22 Jul 2022, 6:30 am
Roe (Harvard Law School), on Monday, July 18, 2022 Tags: Capital allocation, Hedge funds, Investor horizons, Long-Term value, Macroeconomics, Repurchases, Shareholder activism, Short-termism Name That Boon: SEC Proposes Rules on ESG Fund Names & Disclosures Posted by Matt Filosa, William Edwards, and Oliver Parry, Teneo, on Tuesday, July 19, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC… [read post]
14 Jul 2022, 8:28 am
Shawn Good (Shawn Edward Good CRD# 2022168) is a former registered broker and investment advisor whose last known employer was Morgan Stanley (CRD#: 149777) of Wilmington, NC. [read post]
26 Jun 2022, 12:28 am
Cf Edward O’Donnell, “Are We Living in the Gilded Age 2.0? [read post]
24 Jun 2022, 7:10 am
Shawn Edward Good, who was a registered broker with Morgan Stanley it its Wilmington, North Carolina office, was recently barred by FINRA by consent agreement. [read post]
3 Jun 2022, 4:00 am
National/Federal A Top White House Aide Has Ties to Amazon, Adding a New Ingredient to the Bezos-Biden Drama MSN – Hailey Fuchs and Emily Birnbaum (Politico) | Published: 5/26/2022 As the White House weighed how hard to engage Amazon founder Jeff Bezos over his criticism of its economic policies, it brought back a senior aide whose firm does work for the company. [read post]
1 Jun 2022, 9:16 am
AIG Capital Services, Inc Jun Ouyang Morgan Stanley & Co., LLC Stephen Wenske Edward Jones FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
30 May 2022, 9:30 pm
Immigration Deterrence Shani Roper (University of the West Indies), Sitting at Intersections: Institutionalized Children and the Law in Colonial Jamaica 1904 to 1950 Doris Morgan Rueda (University of Nevada, Las Vegas), “The Boy is Large for His Age”: Making Age in Arizona’s Early Juvenile Court, 1907-1920 2:30-4pm “Legal Rights for Children? [read post]
19 May 2022, 9:04 pm
On her dance card were: Katie Stolte-Carroll, Ohio State University (OSU); Barbara Kowalcyk, OSU; Janet Buffer, OSU; Gina Nicholson Kramer, OSU; Kara Morgan, OSU; Patricia Buck, Center for Foodborne Illness Research and Prevention (CFI); Teresa Schwartz, CFI; Tanya Roberts, CFI and Caren Wilcox, Caren Wilcox & Associates. [read post]
2 May 2022, 1:59 pm
Morgan Securities LLC Chase Investment Services Corp. [read post]
29 Apr 2022, 4:00 am
National/Federal Amid the War in Ukraine, PR Firms Defend Russian-Tied Clients MSN – Hailey Fuchs (Politico) | Published: 4/26/2022 Several wealthy businesspeople from Eastern Europe have turned to public relations professionals to help navigate press coverage emanating from Russia’s assault on Ukraine. [read post]
28 Apr 2022, 8:39 am
Morgan Securities LLC Nathaniel Robinson J.P. [read post]
28 Apr 2022, 8:28 am
Anthony DiDonna Equitable Advisors, LLC David Hixon Morgan Stanley ProEquities, Inc. [read post]
25 Apr 2022, 3:00 am
Ex-Morgan Stanley Broker Accused of Defrauding Investors, Including Retirees The Securities and Exchange Commission (SEC) has filed civil charges against former Morgan Stanley financial advisor Shawn Edward Good accusing him of operating a years-long Ponzi scheme and misappropriating millions of dollars from customers. [read post]
