Search for: "Equal Employment Opportunity Commission v. The Standard Register Company"
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8 Dec 2021, 7:27 am
Managers that participate in soft dollar programs should make sure that they have addressed any commission balan [read post]
8 Dec 2021, 11:27 am
Managers that participate in soft dollar programs should make sure that they have addressed any commission balan [read post]
28 Oct 2019, 1:07 pm
Register for the event here. [read post]
5 Jan 2015, 3:31 pm
Managers that participate in soft dollar programs should make sure that they have addressed any commission balances from the previous year. [read post]
4 Dec 2013, 9:07 am
State-registered advisers need to examine their state’s rules to determine who constitutes the “client. [read post]
22 Dec 2020, 9:43 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
18 Dec 2023, 2:48 pm
On October 2, 2023, the Commodity Futures Trading Commission (“CFTC”) proposed amendments to modernize Regulation 4.7, significantly increasing monetary thresholds and expanding disclosure requirements. [read post]
15 Feb 2024, 9:08 pm
It also published exposure draft legislation directed to delivering the Government’s promise to implement the financial market infrastructure reform package, and separate exposure draft legislation to introduce mandatory requirements for large businesses and financial institutions to disclose climate-related risks and opportunities. [read post]
29 Mar 2017, 5:09 am
Not only are high rates unlikely to produce commensurately higher tax revenues, but they discourage entrepreneurship, innovation, and productive employment. [read post]
8 Jul 2009, 11:56 am
Since CAIP v. [read post]
13 Oct 2008, 4:01 am
You can get more information about these and other Conflict Resolution Day events or find out how to register by visiting ACR’s web site. [read post]
