Search for: "Equity Trust Company Custodian"
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25 Jan 2024, 4:00 pm
Editor’s Note: Welcome to “Vendor Voices in eDiscovery,” a regular and trusted waypoint within the rapidly changing landscape of eDiscovery. [read post]
5 Feb 2021, 9:42 am
Betancourt failed in his role as custodian of his employees’ tax withholdings. [read post]
13 May 2010, 2:49 am
It will allow shorting equities and bonds via CDS. [read post]
6 Jul 2022, 1:00 am
SECURITY AND TRUSTS / AGENCY Swiss law does not have the concept of a trust. [read post]
12 Sep 2023, 9:01 pm
Such trust helps lower the cost of capital for issuers and enhance returns for investors. [read post]
6 May 2007, 7:21 pm
The title company or your lawyer has a copy. [read post]
31 Dec 2019, 8:13 am
SEC-registered investment advisers (“SEC RIAs”) must comply with certain custody procedures, including (i) maintaining client funds and securities with a qualified custodian; (ii) having a reasonable basis to believe that the qualified custodian sends an account statement to each advisory client at least quarterly; and (iii) undergoing an annual surprise examination conducted by an independent public accountant. [read post]
22 Dec 2011, 11:00 am
The Trust owns 295,274 shares of equity in Goldman with a market value of $25,895,529.80 as of December 19, 2011. [read post]
14 Nov 2023, 9:01 pm
” “Investor protection and enhancing public trust in our markets requires that we work with a sense of urgency, using all the tools in our toolkit. [read post]
15 Nov 2023, 6:26 am
“Investor protection and enhancing public trust in our markets requires that we work with a sense of urgency, using all the tools in our toolkit. [read post]
4 Dec 2013, 9:07 am
As of the beginning of 2013, individuals, estates and trusts are subject to a Medicare tax of 3.8% on “net investment income” (or undistributed “net investment income”, in the case of estates and trusts) for each taxable year. [read post]
3 Apr 2019, 10:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
5 Apr 2012, 7:59 pm
This is a court of equity, and it’s not giving away free houses as a reward for being delinquent on a mortgage just because the foreclosing party doesn’t have the actual note. [read post]
11 Dec 2009, 11:38 am
The regulations must also require any originator to disclose fulfilled repurchase requests across all trusts aggregated by the originator, so that investors may identify asset originators with clear underwriting deficiencies (Section 1504). [read post]
23 Apr 2023, 9:01 pm
First, we have the deepest, most liquid, most trusted capital markets in the world. [read post]
22 Dec 2020, 9:43 am
SEC-registered investment advisers (“SEC RIAs”) must comply with specific custody procedures, including (i) maintaining client funds and securities with a qualified custodian; (ii) having a reasonable basis to believe that the qualified custodian sends an account statement to each advisory client at least quarterly; and (iii) undergoing an annual surprise examination conducted by an independent public accountant. [read post]
21 May 2024, 9:01 pm
This should make the Final Rule less disruptive for managers of private funds such as private equity, credit, real estate and hedge funds than the 2016 rule, but there are certain important points for managers to focus on. [read post]
18 Dec 2023, 2:48 pm
This update includes the following: CFM Items Q4 Matters Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Notable Regulatory & Other Items from 2023 Compliance Calendar **** CFM Items We are pleased to welcome Jon Tong as a Senior Associate in our Funds practice group. [read post]
18 Jul 2011, 2:00 am
A “qualifying private fund” is a fund that is not registered under the Investment Company Act and is not a business development company under the Investment Company Act. [read post]
14 Apr 2020, 4:45 am
In May, both companies plan to release APIs that will enable interoperability between Android and iOS devices using apps from public health authorities. [read post]
