Search for: "Estate of Dodds"
Results 41 - 60
of 472
Sort by Relevance
|
Sort by Date
15 Sep 2020, 3:38 pm
Importantly, the law exempts national banks, banks chartered by California or any other state, existing DBO licensees (other than payday lenders and student loan servicers), and licensees and their employees that are acting under the authority of another state agency’s license, such as real estate brokers and their employees who are licensed under the California Real Estate Law. [read post]
30 Aug 2020, 10:28 pm
When water flows from a dominant estate onto a servient estate, it becomes the water of the servient estate. [read post]
23 Jul 2020, 8:48 am
Mayer, Professor of Real Estate, Columbia Business School The Bureau has held four previous symposia. [read post]
20 Jul 2020, 2:04 am
FINRA Borrowing Rule Seems to Say What It Means But It Doesn't Actually Mean What It Says (BrokeAndBroker.com Blog)Not Braking and Breaking (Speech by SEC Commissioner Hester Peirce)E-brokers TD Ameritrade, Interactive Brokers sustained record retail trading volumes in the second quarter (CNBC by Maggie Fitzgerald)After 3-year battle with Credit Suisse, advisors may finally receive $6.7M award (Financial Planning by Andrew Welsch)CFTC Announces Whistleblower Awards Totaling More Than… [read post]
10 Jul 2020, 7:39 am
Supreme Court’s decision last week in Seila Law which held that the Dodd-Frank provision that only allows the President to remove the CFPB Director “for cause” violates the separation of powers in the U.S. [read post]
31 Mar 2020, 1:50 pm
The SEC also identifies a number of other categories of funds, including “Other Private Funds” (4,715), “Real Estate Funds” (2,851) and “Securitized Asset Funds” (1,577). [read post]
22 Nov 2019, 12:53 pm
The Dodd-Frank Act requires the CFPB to conduct an assessment of each “significant rule” adopted by the Bureau. [read post]
1 Oct 2019, 6:09 am
The exemption based on a transaction value of $400,000 or less is available for residential real estate transactions, which is defined as a real estate-related financial transaction that is secured by a single 1-to-4 family residential property. [read post]
16 Sep 2019, 6:51 pm
Dodd-Frank created a new legal definition for a “private fund” as pooled investment vehicles that are excluded from the definition of “investment company” under the Investment Company Act of 1940 by section 3(c)(1) or 3(c)(7) of that Act. [read post]
12 Sep 2019, 6:50 am
The TDP Policy relies on the Bureau’s authority under Dodd-Frank Section 1032(e) to permit providers of consumer financial services and products “to conduct a trial program that is limited in time and scope, subject to specified standards and procedures, for the purpose of providing trial disclosures to consumers. [read post]
22 Jul 2019, 2:00 pm
The definition of “investment services partnership interest” is broad enough to capture any type of partnership, not just private equity funds, but also real estate funds, hedge funds and venture capital funds. [read post]
7 May 2019, 6:26 pm
Clarify that an executor, administrator, and personal representative of a decedent’s estate is a “consumer” for purposes of the FDCPA, such that debt collection protections extend to those representatives. [read post]
13 Mar 2019, 7:00 am
While I am involved with the borrower or lender, Chrys has much more knowledge with the regulatory side of hedge providers and traders under the Commodity Exchange Act and the Dodd-Frank Act Regulations. [read post]
31 Jan 2019, 7:38 am
The civil penalties adjusted annually by the CFPB are the Tier 1-3 penalties set forth in Section 1055 of Dodd-Frank, as well as the civil penalties in the Interstate Land Sales Full Disclosure Act, Real Estate Settlement Procedures Act, SAFE Act, and Truth in Lending Act. [read post]
15 Oct 2018, 5:24 am
The civil penalties adjusted annually by the CFPB are the Tier 1-3 penalties set forth in Section 1055 of Dodd-Frank, as well as the civil penalties in the Interstate Land Sales Full Disclosure Act, Real Estate Settlement Procedures Act, SAFE Act, and Truth in Lending Act. [read post]
27 Aug 2018, 12:27 pm
The OCC currently states a “national bank may make real estate loans … without regard to state law limitations concerning… escrow accounts, impound accounts, and similar accounts. [read post]
8 Aug 2018, 7:25 am
Among other things, the Dodd-Frank Act created a new administrative agency: the Consumer Financial Protection Bureau. [read post]
6 Jul 2018, 10:00 am
QWRs are governed by the Real Estate Settlement Procedures Act (RESPA). [read post]
30 May 2018, 7:35 am
” Interestingly, that new exemption would seem to apply to real estate funds or venture capital funds. [read post]
21 May 2018, 6:05 am
With the statutory changes from Dodd-Frank, the Securities and Exchange Commission started gathering basic information about private fund managers and their funds on Form ADV. [read post]
