Search for: "Ethan Frank"
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3 May 2017, 6:30 am
Gelzinis, Ethan Gurwitz, Sarah Edelman, and Joe Valenti. [read post]
7 Apr 2017, 6:00 am
Elson, University of Delaware, on Friday, March 31, 2017 Tags: Delaware articles, Delaware law, DGCL, Dodd-Frank Act, Incorporations, Jurisdiction, Sarbanes–Oxley Act, Securities regulation, State law, U.S. federal courts As the U.S. [read post]
24 Jan 2017, 3:29 am
” [Ilya Shapiro and Frank Garrison on Cato certiorari petition in Jarvis v. [read post]
16 Jan 2017, 6:10 am
In the remainder of this post and the two that will follow, I write with Ethan Michelson, Robert Nelson, Nancy Reichman, Rebecca Sandefur and Joyce Sterling. [read post]
5 Aug 2016, 6:27 am
Reid, Davis Polk & Wardwell LLP, on Wednesday, August 3, 2016 Tags: Banks, Brexit, Broker-dealers, Central banking, Clearing houses, Derivatives, EU, Europe, Financial institutions,Financial regulation, Foreign banks, International governance, Money laundering, Securities regulation, Systemic risk, UK DOJ and SEC Guidance on HSR and “Passive” Investors Posted by Ethan A. [read post]
20 May 2016, 6:45 am
Hall, Davis Polk & Wardwell LLP, on Wednesday, May 18, 2016 Tags: Accredited investors, Banks, Compensation disclosure, Financial institutions, Financial regulation, Financial reporting, Foreign firms, Investor protection, JOBS Act, Private firms, Public firms, Registration statements, Regulation D,Reporting regulation, SEC, SEC rulemaking, Securities regulation CFPB Proposed Rulemaking on Arbitration Clauses Posted by Brad Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on… [read post]
13 May 2016, 6:13 am
Ross, Covington & Burling LLP, on Tuesday, May 10, 2016 Tags: Boards of Directors, Business judgment rule, Delaware law, Fiduciary duties, Gheewalla, Hedge funds, Institutional Investors, Long-Term value, Proxy contests, Shareholder activism, Shareholder value, Shareholder voting, Short-termism Defenses Available to Directors and Financial Advisors Posted by Ethan A. [read post]
22 Apr 2016, 6:06 am
Eisenberg, K&L Gates LLP, on Monday, April 18, 2016 Tags: Broker-dealers, Disgorgement, Investment advisers, Investor protection, Misconduct, SEC, SEC enforcement, SEC investigations, Securities damages, Securities enforcement, Securities Regulation, Whistleblowers M&A Agreements and the Challenges of PRC Acquirors Posted by Ethan A. [read post]
26 Feb 2016, 6:06 am
Securities & Exchange Commission, on Tuesday, February 23, 2016 Tags: Asset management, Broker-dealers, Capital markets, Compliance and disclosure interpretation, Crowdfunding,Disclosure, Dodd-Frank Act, Equity capital, Executive Compensation, Financial Regulation, Investor protection, JOBS Act,SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities Regulation, Transparency What the 2016 BlackRock Letter Means for Shareholder Engagement and Disclosure Practices… [read post]
13 Oct 2015, 6:18 am
I lost $25 this week on fantasy sports. [read post]
2 Jul 2015, 5:46 am
July Fourth Fireworks is by Ethan Bagley CC BY NC SA [read post]
20 Nov 2013, 3:24 am
Harry Reid objecting to the effort in Congress to create a Mexican exemption to the SEC's resource extraction rules - and Ethan Mark blogs about integration issues under the JOBS Act... [read post]
11 Oct 2013, 6:38 am
Maxine Aaronson – @maxineaaronson Edward Ackels – @edack7 Tim Ackermann – @ntxip John Adolph – @americajohnline Mike Aigen – @zarleyziggy Omar Alaniz – @omarjalaniz Zahara Alarakhia – @zazalaw Christy Albano – @christyalbano Michelle Alden – @mrsaldie Vince Allen – @iplawtexas Andrea Almeida – @azalmeida Frank Alvarez – @frankalvarez337 Charles Ames – @charlesamescpp David Anderson – @danderson1973 Jeremy… [read post]
11 Oct 2013, 6:38 am
Maxine Aaronson – @maxineaaronson Edward Ackels – @edack7 Tim Ackermann – @ntxip John Adolph – @americajohnline Mike Aigen – @zarleyziggy Omar Alaniz – @omarjalaniz Zahara Alarakhia – @zazalaw Christy Albano – @christyalbano Michelle Alden – @mrsaldie Vince Allen – @iplawtexas Andrea Almeida – @azalmeida Frank Alvarez – @frankalvarez337 Charles Ames – @charlesamescpp David Anderson – @danderson1973 Jeremy… [read post]
28 Jan 2013, 6:29 am
Lewkow, Alan Beller, Mitchell Lowenthal, Janet Fisher, Arthur Kohn, David Leinwand, and Ethan Klingsberg. [read post]
28 Dec 2012, 4:37 am
Escheatment: SEC Approves New Rules Regarding Lost Holders of Securities As noted in this "Dodd-Frank Blog" by Ethan Mark of Leonard Street, the SEC has adopted rules applying the same type of escheatment procedures to brokers as it does to transfer agents [read post]
11 Jul 2012, 1:17 pm
So did Rick Frank. [read post]
6 Jun 2012, 10:29 am
Ethan Katsh of the University of Massachusetts at Amherst, and Dr. [read post]
11 May 2012, 5:03 am
— from David Yamada’s Minding the Workplace You Can’t Be Sick Unless You’re Pre-Sick — from Frank Roche’s KnowHR Blog You Can’t Make This Stuff Up! [read post]
16 Apr 2012, 9:27 pm
Afterwards, they attended a property class taught by Professor Frank Alexander which according to students was the best part of their visit at Emory. [read post]
