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7 Mar 2022, 8:57 am
On 4 March 2022, the FCA published Consultation Paper 22/4: Quarterly Consultation No. 35 (CP22/4). [read post]
22 Feb 2024, 10:24 am
The group will begin its review of the FCA’s guidance in subsequent meetings. [read post]
30 Jan 2024, 9:51 am
On 30 January 2024, the FCA published Market Watch 76. [read post]
31 Mar 2014, 2:50 pm
The new regulations will apply FCA Principles and core FCA provisions to firms running loan-based crowdfunding platforms.In order to create a proportionate framework that balances regulatory costs against benefits, the FCA does not prescribe how firms should address or disclose the relevant risks. [read post]
22 Feb 2023, 6:46 am
On 21 February 2023, the FCA updated their press release: FCA supports firms through the transition to implementing the Consumer Duty. [read post]
24 May 2024, 7:37 am
On 24 May 2024, the Financial Conduct Authority (FCA) published Handbook Notice No 119, which describes the changes made to the FCA Handbook by the Executive Regulation and Policy Committee and the FCA Board under their legislative and other statutory powers. [read post]
6 Jul 2022, 2:30 am
On 5 July 2022, the FCA published Finalised Guidance 22/4 ‘FCA’s approach to compromises for regulated firms’ (FG22/4). [read post]
14 Jul 2022, 7:52 am
The FCA’s work on sanctions prior to Russia’s invasion of Ukraine. [read post]
15 Aug 2023, 8:41 am
On 15 August 2023, the FCA published a letter requesting information on Politically Exposed Persons (PEPs). [read post]
14 Jul 2023, 7:04 am
The FCA updates and amends its rules where necessary; but for many existing rules already in the FCA Handbook, the FCA may not have been systematically monitoring their outcomes. [read post]
25 Oct 2023, 11:24 am
“Let’s Talk FCA” is Crowell & Moring’s podcast covering the latest developments with the False Claims Act. [read post]
29 Nov 2023, 3:31 am
On 28 November 2023, the FCA published its latest IFPR newsletter. [read post]
1 Mar 2022, 7:31 am
On 28 February 2022, the FCA published Handbook Notice No 96. [read post]
17 Nov 2021, 1:26 am
On 16 November 2021, the FCA published its latest newsletter regarding market conduct and transaction reporting issues, titled Market Watch 68. [read post]
1 Dec 2021, 8:40 pm
In CP21/33 the FCA sets out proposed policy changes to the way in which it will raise FCA fees from 2022/23. [read post]
9 Aug 2022, 12:09 pm
On 9 August 2022, the FCA published a portfolio letter on its Alternatives Supervisory Strategy. [read post]
15 Aug 2023, 8:45 am
On 15 August 2023, the FCA published a research note on interest only mortgages, which provides an analysis of FCA mortgage data. [read post]
4 Jul 2022, 4:39 am
The update provides that: Given recent delays in allocating FCA-led notifications to case officers over recent months, the FCA has recruited additional case officers. [read post]
24 Jun 2022, 3:09 am
On 23 June 2022, the FCA published its data strategy update 2022. [read post]
9 Mar 2022, 6:47 am
On 8 March 2022, the FCA published a portfolio letter regarding its strategy for credit unions. [read post]
