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4 Aug 2023, 4:00 am by Jim Sedor
Seattle Times – Rebecca Davis O’Brien, and Alexandra Berzon (New York Times) | Published: 7/28/2023 U.S. [read post]
11 Jul 2023, 2:59 am by Liz Dunshee
Hear from Davis Polk’s Ning Chiu, Gunster’s Bob Lamm, Labrador’s Judy Mayo, and Veaco Group’s Kris Veaco about the board evaluations, the recruiting & nominating process, and useful proxy disclosures. [read post]
7 Jul 2023, 1:03 pm by Ryan Goodman
Davis (Assistant Professor, The University of Alabama), Brendan Nyhan (James O. [read post]
1 Jun 2023, 5:16 pm by Eugene Volokh
App.) so holds (in an opinion by Judge Kristi Davis, joined by Judges Frank Clement and Neal McBrayer). [read post]
7 May 2023, 9:01 pm by renholding
The 2019 Nonbank Designation Guidance provides that before making a recommendation to a federal regulatory agency pursuant to Section 120 of the Dodd-Frank Act for new or heightened standards and safeguards, FSOC will ascertain whether the primary financial regulatory agency would be expected to perform a cost-benefit analysis of the actions it would take in response to FSOC’s contemplated recommendation. [read post]
17 Apr 2023, 12:03 pm by Avery Schmitz
The event will feature Rebecca Davis Gibbons, assistant professor at the University of Southern Maine. [read post]
7 Apr 2023, 6:30 am
Posted by Ira Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Tuesday, April 4, 2023 Tags: Disclosure, Dodd-Frank Act, Pay for performance, Proxy season, PVP Disclosure, SEC enforcement Gender and the Social Structure of Exclusion in U.S. [read post]
7 Apr 2023, 6:30 am
Posted by Ira Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Tuesday, April 4, 2023 Tags: Disclosure, Dodd-Frank Act, Pay for performance, Proxy season, PVP Disclosure, SEC enforcement Gender and the Social Structure of Exclusion in U.S. [read post]
8 Mar 2023, 7:03 am by Mario Zúñiga
[This is a guest post from Mario Zúñiga of EY Law in Lima, Perú. [read post]
1 Mar 2023, 9:01 pm by renholding
On February 22, 2023, the New York Stock Exchange and the Nasdaq Stock Market released their respective versions of a proposed rule that implements the SEC’s clawback rule mandated by Section 954 of the Dodd-Frank Act. [read post]
23 Feb 2023, 6:57 am by John Elwood
Federal prisoner Quartavious Davis asserted that his trial lawyer rendered constitutionally ineffective assistance for not pursuing a plea deal for him, causing him to receive a sentence many times longer than his co-defendants who pleaded guilty. [read post]
10 Feb 2023, 4:44 am by admin
Putting aside the idiosyncratic chapter by the late Professor Berger, most of the third edition of the Reference Manual presented guidance on many important issues. [read post]
4 Feb 2023, 4:38 pm by Bill Marler
Row 3: Mike Taylor, Yvonne Chan Masters, Dick Durbin, Sandra Eskin, Bill Keene, Frank Yiannas.Armwrestling K. | photolab.meFood Safety Over the Last 30 Years By Steven Mandernach, executive director, Association of Food and Drug Officials When I talk to food safety leaders across the country and from around the world, we often discuss what has changed, how things are different. [read post]
27 Jan 2023, 6:30 am
Goldstein, Schulte Roth & Zabel LLP, on Thursday, January 26, 2023 Tags: 10b5-1, Corporate governance, Exchange Act, MNPI, SEC, SEC enforcement Oversight of Proxy Voting Advisors: US and EU Regulators Converge Posted by Stephen Davis (Harvard Law School), and Konstantinos Sergakis (University of Glasgow), on Thursday, January 26, 2023 Tags: ESMA, Glass Lewis, Institutional Investors, ISS, Proxy voting, SEC [read post]
27 Jan 2023, 6:30 am
Goldstein, Schulte Roth & Zabel LLP, on Thursday, January 26, 2023 Tags: 10b5-1, Corporate governance, Exchange Act, MNPI, SEC, SEC enforcement Oversight of Proxy Voting Advisors: US and EU Regulators Converge Posted by Stephen Davis (Harvard Law School), and Konstantinos Sergakis (University of Glasgow), on Thursday, January 26, 2023 Tags: ESMA, Glass Lewis, Institutional Investors, ISS, Proxy voting, SEC [read post]
26 Jan 2023, 7:45 pm by Jim Sedor
Nickie Mali Lum Davis pleaded guilty in 2020 to one count of aiding and abetting in violation of the Foreign Agents Registration Act. [read post]
24 Jan 2023, 11:26 am by Alastair Clarke
To be frank, the discrepancy in grant rates does not surprise me. [read post]