Search for: "Financial Consulting and Trading International, Inc." Results 41 - 60 of 787
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26 May 2015, 11:32 am by Lax & Neville LLP
   In 2007, LPL Financial Holdings, Inc., LPL’s parent company, expanded LPL’s broker-dealer business by acquiring other financial services firms and recruiting registered representatives from other broker-dealers. [read post]
11 Dec 2020, 11:57 am by luiza
This week’s Catch of the Week highlights the participation of the Commodity Futures Trading Commission (CFTC) in the settlement of an international bribery and kickback scandal involving Vitol Inc., a member of the Vitol Group, the world’s largest privately owned oil and gas trading firm. [read post]
4 Sep 2020, 5:28 am by Shannon O'Hare
 Distressed debt trading is therefore at a very low level in Denmark at present. [read post]
23 Apr 2011, 5:00 am by Michael Silverman
    NIC paid a $500,000 civil penalty and committed to hiring independent consultants to assess its internal procedures, controls, and training systems. [read post]
23 Nov 2016, 7:07 am
From the Desk of Jim Eccleston at Eccleston Law LLC:Carlos Maldonado, owner of Business Planning Resources International Corporation (BPRIC), and associated under the incorporation documents with Pet Card Systems, Inc., and Datavos Corporation, was arrested and charged with securities fraud and bank fraud .From 2007 through 2012, Mr. [read post]
1 Jul 2016, 12:47 pm
If you are in need of legal services, contact us to schedule a one-on-one consultation today. [read post]
31 Mar 2020, 4:31 am by Shannon O'Hare
The bonds were secured by 50.1 per cent of the share capital of Citgo Holding Inc., a subsidiary of PDVSA. [read post]
1 May 2023, 7:18 am
" INTRINSIC WEALTH COUNSEL for "Financial planning; Investment advisory services," and INTRINSIK for "Business consulting services in the field of pharmaceuticals, food and health; business management services; business consulting services in the field of the environment; risk assessment services, namely, business risk assessment; risk management services, namely, business risk management," and for failing to provide a proper specimen of use, and… [read post]
28 Sep 2016, 8:27 am by D. Daxton White
Securities and Exchange Commission, the bank reportedly set its internal trading limits too high, so they were ineffective and caused market disruptions on at least 15 occasions from late 2012 to mid-2014 . [read post]
13 Jun 2014, 11:30 am
-based Qualcomm, Inc. exploited their positions within the wireless technology company by engaging in insider trading. [read post]
6 Jul 2017, 2:25 pm by Adam Weinstein
Mehringer is currently associated with Western International Securities, Inc. [read post]
18 Dec 2006, 12:29 pm
Related Web Resource: Trading Suspension of 800America.com Inc., Securities Exchange Act of 1934, Release No. 46820 / November 13, 2002 [read post]
3 May 2019, 10:07 am by Hollis Kelly
Fairstone Financial Inc. also issued the first non-prime asset backed securities deal that Canada has seen since the credit crisis when it sold a CAD 322.4m bond issuance backed by consumer loans with interest rates as high as 39.99 per cent. [read post]
4 Dec 2020, 6:20 am by Shannon O'Hare
For example, a partial plan may be used to make arrangements for financial creditors, in which case trade creditors will be left out of its scope. [read post]