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23 Aug 2023, 9:01 pm
This statement was issued on August 23, 2023, by Gary Gensler, chair of the U.S. [read post]
18 Aug 2023, 4:00 am
They want Maricopa County Superior Court Judge Frank Moskowitz to override what voters approved just last year. [read post]
14 Aug 2023, 5:36 am
This is Volume IV of the major questions doctrine (“MQD”) reading list. [read post]
8 Aug 2023, 6:44 am
He loved the oldies—Frank Sinatra, Louie Armstrong, Ella Fitzgerald—and classic films—Casablanca, The Treasure of Sierra Madre, 12 Angry Men. [read post]
28 Jul 2023, 6:30 am
Securities and Exchange Commission, on Thursday, July 27, 2023 Tags: Cybersecurity, Disclosure, ESG, Monetary policy, Risk, SEC enforcement Statement by Chair Gensler on Public Company Cybersecurity Disclosures Posted by Gary Gensler, U.S. [read post]
28 Jul 2023, 6:30 am
Securities and Exchange Commission, on Thursday, July 27, 2023 Tags: Cybersecurity, Disclosure, ESG, Monetary policy, Risk, SEC enforcement Statement by Chair Gensler on Public Company Cybersecurity Disclosures Posted by Gary Gensler, U.S. [read post]
20 Jul 2023, 10:44 am
July 20, 2023 Clients, Friends, and Associates: As we end the second quarter and enter the summer season, we would like to highlight recent industry news that we found to be both interesting and impactful. [read post]
20 Jul 2023, 1:27 am
While Kerry had “frank conversations,” he noted, “[i]t is clear that we are going to need a little more work. [read post]
5 Jul 2023, 12:01 pm
Many journalists struggle with reporting the results from risk factor epidemiology. [read post]
8 Jun 2023, 9:56 am
The final rule satisfies a Dodd-Frank Act Section 939A(b) requirement.Regulation M credit rating removal and replacement. [read post]
7 Jun 2023, 9:01 pm
This statement was issued on June 7, 2023, by Gary Gensler, chair of the U.S. [read post]
31 May 2023, 9:47 am
Gary Gensler, who chairs the U.S. [read post]
26 May 2023, 6:30 am
., on Friday, May 19, 2023 Tags: Board of Directors, Executive Compensation, Investment Stewardship, Risk, Shareholder activism, strategy Remarks by Chair Gensler before the Inaugural Conference on Emerging Trends in Asset Management Posted by Gary Gensler, U.S. [read post]
26 May 2023, 6:30 am
., on Friday, May 19, 2023 Tags: Board of Directors, Executive Compensation, Investment Stewardship, Risk, Shareholder activism, strategy Remarks by Chair Gensler before the Inaugural Conference on Emerging Trends in Asset Management Posted by Gary Gensler, U.S. [read post]
23 May 2023, 9:05 pm
As senator Gary Peters – one of the authors of the Dodd-Frank Act – wrote to regulators including Gary Gensler and Jay Powell in March: Section 956 of Dodd-Frank was intended to require financial regulators to quickly and collaboratively issue rules requiring financial institutions to disclose any incentive-based executive compensation arrangements that encourage excessive risk-taking at financial institutions or that may lead to financial loss. [read post]
5 May 2023, 6:30 am
Securities and Exchange Commission, on Thursday, May 4, 2023 Tags: Dodd-Frank Act, Financial institutions, Financial regulation, Form PF, Monetary policy, SEC enforcement Statement by Chair Gensler on Form PF Posted by Gary Gensler, U.S. [read post]
5 May 2023, 6:30 am
Securities and Exchange Commission, on Thursday, May 4, 2023 Tags: Dodd-Frank Act, Financial institutions, Financial regulation, Form PF, Monetary policy, SEC enforcement Statement by Chair Gensler on Form PF Posted by Gary Gensler, U.S. [read post]
4 May 2023, 9:02 am
Defending the changes, SEC Chair Gary Gensler noted that in the 12 years since the Commission first adopted Form PF in 2011, “private funds have evolved significantly in their business practices, complexity, and investment strategies. [read post]
2 May 2023, 9:01 pm
I’m going to focus on five, all of which relate to Dodd-Frank mandates and authorities. [read post]
26 Apr 2023, 7:54 am
Previously, the SEC, via a statement from Chair Gary Gensler, had indicated that it was monitoring the recent bank failures for purposes of market stability and for any possible federal securities law violations.More recently, SEC Commissioner Caroline A. [read post]
