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9 Feb 2011, 4:19 pm
Chairman Bachus said that this will be the first hearing to review the impact of the Dodd-Frank Act on the U.S. derivatives markets. [read post]
6 Jun 2007, 8:22 am
A key warning in my e-mail pile, which includes surprising news about SEC Chair Chris Cox: On Friday's Wall Street Journal editorial page, AEI scholar and legal blogger (PointofLaw.com) Ted Frank wrote about... [read post]
15 Sep 2010, 3:33 am
Jamie Dimon, chairman and chief executive of JPMorgan, at an investor conference Tuesday, sent a warning to regulators about the rule changes in the Dodd-Frank act, saying that while "reform was needed," some was "ill-conceived. [read post]
23 Apr 2024, 12:05 am
Following up on my previous posts (link below): New York Times Op-Ed: The Most Important Thing I Teach My Students Isn’t on the Syllabus, by Frank Bruni: I warn my students. [read post]
14 Feb 2012, 12:05 pm
Using an overly narrow time period would invite gamesmanship, they warned, and defeat the intent of Dodd-Frank.Moreover, the raft of exclusions from the definition of trading account for a variety of transactions, such as repurchase agreements and trades in actual commodities, are ill-advised and should be stricken. [read post]
3 Apr 2015, 10:06 am
The post SEC Warns Companies Not To Try To Silence Potential Whistleblowers appeared first on Tycko & Zavareei LLP. [read post]
7 Dec 2011, 5:34 am
In my next post, I will discuss another well-intentioned Dodd-Frank provision- whistleblower. [read post]
12 May 2011, 11:58 am
Schumer, a New York Democrat, pressed Google, Inc. and Apple, Inc. to remove smartphone applications that warn users of DUI checkpoints. [read post]
20 Apr 2015, 10:00 am
§ 240.21F-17, which was enacted in 2011 to give heft to the whistleblower protection provisions included in the Dodd-Frank Act. [read post]
12 Mar 2012, 5:15 pm
In 2010, Congress passed the Dodd-Frank financial regulation act. [read post]
28 Jul 2011, 6:14 am
A lot of commentators, including many law firms, have recently issued dire warnings concerning the final whistleblower rules adopted by the SEC on May 25 pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
25 Mar 2009, 9:00 pm
Last week, we told you how FDA Deputy Commissioner Frank Torti had written a memo to his staff warning against any sort of whistle-blowing behavior and threatening "disciplinary sanctions and/or individual criminal liability" to those who failed to take heed. [read post]
28 Nov 2011, 7:04 pm
JENNIFER RUBIN ON BARNEY FRANK: Good Riddance! [read post]
9 Sep 2010, 12:32 pm
He warns that companies who were already covered under SOX’s whistleblower provisions should prepare themselves for increased litigation due to the new statute of limitations, right to a jury trial and prohibition of predispute arbitration agreements. [read post]
1 Mar 2011, 9:14 am
The CFTC hopes that this sweep will warn unregistered or noncompliant firms to “shape up or be sued. [read post]
29 Jul 2011, 7:49 am
Barney Frank (D., Mass.) after signing the Dodd-Frank financial reform bill, July 21, 2010. [read post]
21 Jun 2011, 12:00 pm
These labels are frank, honest and powerful depictions of the health risks of smoking and they will help encourage smokers to quit, and prevent children from smoking," said Health and Human Services Secretary Kathleen Sebelius. [read post]
5 Jan 2007, 9:02 pm
Goodman, "Keep People Out of Wash, Label Warns", AP/MyWay.com, Jan. 5). [read post]
26 Jun 2014, 9:00 am
Read More › Tags: Dodd-Frank Act, Whistleblowers [read post]
2 May 2011, 6:54 am
Regulators have warned for months about the daunting logistical pressures imposed by Dodd-Frank. [read post]
