Search for: "GARY BANKS" Results 41 - 60 of 1,298
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17 Oct 2023, 7:42 am by Unknown
.), in a letter to SEC Chair Gary Gensler, accused the SEC of obstructing Congressional oversight through delays and misdirection.In June Rep. [read post]
16 Oct 2023, 7:48 am by Unknown
"Securities lending played a role in the 2008 financial crisis, and, currently, the securities lending market is opaque,” said SEC Chair Gary Gensler. [read post]
10 Oct 2023, 9:03 pm by renholding
This statement was issued on October 10, 2023, by Gary Gensler, chair of the U.S. [read post]
2 Oct 2023, 9:50 am by Zak Gowen
By Wyatt Fore   [Draft] Guideline 12: Acquisitions of partial control or common ownership may in some situations substantially lessen competition.[1]   Portfolio investors may soon find that their investments could be the subject of increased antitrust scrutiny, resulting from new federal enforcement guidelines. [read post]
29 Sep 2023, 7:55 am by Unknown
By Suzanne CosgroveIn testimony before the House of Representatives’ Committee on Financial Services Wednesday, SEC Chairman Gary Gensler reiterated his stance that the SEC needs to “freshen up” its rules to promote efficiency and competition in the more than $40 trillion equity markets. [read post]
28 Sep 2023, 12:16 pm by Greco & Greco, P.C.
The Securities and Exchange Commission (SEC) has taken significant action against Bruderman Asset Management, now known as Gary Goldberg Planning Services, LLC (BAM), and its founder, Matthew J. [read post]
19 Sep 2023, 2:06 am by Seán Binder
RELATIONS Five Americans jailed in Iran were released after $6bn of Iranian funds held in South Korea reached banks in Doha, concluding the controversial deal. [read post]
18 Sep 2023, 4:46 am
Former Goldman partner Gary Gensler once chaired the CFTC and now chairs the SEC. [read post]
15 Sep 2023, 6:30 am
Llewellyn, Fenwick & West LLP, on Wednesday, September 13, 2023 Tags: Disclosure, esg reporting, Financial regulation, Mergers & acquisitions, Monetary policy, SEC enforcement Testimony of Chair Gary Gensler Before the U.S Senate Committee on Banking, Housing, and Urban Affairs Posted by Gary Gensler, U.S. [read post]
15 Sep 2023, 6:30 am
Llewellyn, Fenwick & West LLP, on Wednesday, September 13, 2023 Tags: Disclosure, esg reporting, Financial regulation, Mergers & acquisitions, Monetary policy, SEC enforcement Testimony of Chair Gary Gensler Before the U.S Senate Committee on Banking, Housing, and Urban Affairs Posted by Gary Gensler, U.S. [read post]
14 Sep 2023, 4:24 am by Unknown
Gary Peters (D-Mich), would require the Director of the Office of Management and Budget to establish the Chief Artificial Intelligence Officers Council for purposes of coordinating federal agencies’ best practices for the use of AI.As the one academic on the panel, Hartzog sought to debunk what he viewed as myths about AI regulation. [read post]
12 Sep 2023, 9:01 pm by renholding
Good morning, Chairman Brown, Ranking Member Scott, and members of the Committee. [read post]
23 Aug 2023, 3:25 am by David Lynn
At the end of last month, in remarks before the Financial Stability Oversight Council, SEC Chair Gary Gensler bid a not-so-fond farewell to LIBOR, the rate that I envisioned guys in bowler hats setting each business day morning in London. [read post]
22 Aug 2023, 3:02 am by Seán Binder
 The attack is the latest in a new spate of violence in the West Bank. [read post]
15 Aug 2023, 8:59 am by petrellidev
We strive to be not only top-notch divorce lawyers but also a law firm that won’t break the bank. [read post]
14 Aug 2023, 2:11 am by The White Law Group
   August 2018 – Royal Alliance broker Gary Basralian, of Springfield, NJ, was reportedly sentenced to 60 months in prison after pleading guilty in U.S. [read post]
11 Aug 2023, 12:10 am by Tessa Shepperson
Gary Scott, a partner at Spector Constant & Williams says This announcement is a further nail in the coffin for amateur landlords. [read post]