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9 May 2022, 12:22 pm
” [2] SEC Press Release, Statement from SEC Chair Gary Gensler, https://www.sec.gov/news/press-release/2022-46. [3] Id. [read post]
19 Apr 2022, 4:51 am
Signup to receive the Early Edition in your inbox here. [read post]
12 Apr 2022, 1:15 pm
Disclaimer: This Blog/Web Site is made available by the law firm of Liskow & Lewis, APLC (“Liskow & Lewis”) and the individual Liskow & Lewis lawyers posting to this site for educational purposes and to give you general information and a general understanding of the law only, not to provide specific legal advice as to an identified problem or issue. [read post]
25 Mar 2022, 5:48 am
Securities and Exchange Commission, on Monday, March 21, 2022 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, SEC, SEC rulemaking, Securities regulation, Stakeholders, Sustainability Statement by Chair Gensler on Proposed Mandatory Climate Risk Disclosures Posted by Gary Gensler, U.S. [read post]
28 Dec 2021, 9:16 am
• Gary Hach, 62, of Southlake, died August 23, 2020. [read post]
24 Dec 2021, 6:26 am
Securities and Exchange Commission, on Friday, December 17, 2021 Tags: Inside information, Insider trading, Misconduct, Rule 10b-5-1, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Statement by Chair Gensler on Rule 10b5-1 and Insider Trading Posted by Gary Gensler, U.S. [read post]
19 Dec 2021, 4:59 am
Last week saw a new twist in the SEC’s nearly 20-year struggle to develop a stable regulatory approach to the activities of the proxy advisory firms—principally ISS and Glass Lewis—that have come to play such an important role in shareholder voting at U.S. public companies. [read post]
5 Nov 2021, 4:00 am
The John Lewis Voting Rights Advancement Act seeks to empower the Justice Department and federal courts to review state election laws, restoring provisions of the Voting Rights Act of 1965 that have been struck down by the U.S. [read post]
23 Jul 2021, 4:00 am
National/Federal 2020 Presidential Polls Suffered Worst Performance in Decades, Report Says MSN – Dan Balz (Washington Post) | Published: 7/18/2021 Public opinion polls in the 2020 presidential election suffered from errors of “unusual magnitude,” the highest in 40 years for surveys estimating the national popular vote and in at least 20 years for state-level polls, according to a study. [read post]
16 Jul 2021, 6:18 am
Adams, Skadden, Arps, Slate, Meagher & Flom LLP, on Saturday, July 10, 2021 Tags: No-action letters, Proxy voting, Rule 14a-8, SEC, Securities regulation, Shareholder proposals, Shareholder voting Chair Gensler’s Remarks at the Asset Management Advisory Committee Meeting Posted by Gary Gensler, U.S. [read post]
17 May 2021, 6:32 am
He pointed out that Gary Gensler was sworn in as the new SEC chair only recently and that the Cyber Unit intends to follow his lead and his priorities. [read post]
10 Mar 2021, 10:00 pm
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable broker-dealer cases, and anticipated enforcement priorities for 2021, including under the potential leadership of SEC chair nominee Gary Gensler. [read post]
10 Mar 2021, 10:00 pm
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable broker-dealer cases, and anticipated enforcement priorities for 2021, including under the potential leadership of SEC chair nominee Gary Gensler. [read post]
10 Mar 2021, 10:00 pm
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable broker-dealer cases, and anticipated enforcement priorities for 2021, including under the potential leadership of SEC chair nominee Gary Gensler. [read post]
10 Mar 2021, 10:00 pm
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable broker-dealer cases, and anticipated enforcement priorities for 2021, including under the potential leadership of SEC chair nominee Gary Gensler. [read post]
10 Mar 2021, 10:00 pm
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable broker-dealer cases, and anticipated enforcement priorities for 2021, including under the potential leadership of SEC chair nominee Gary Gensler. [read post]
10 Mar 2021, 10:00 pm
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable broker-dealer cases, and anticipated enforcement priorities for 2021, including under the potential leadership of SEC chair nominee Gary Gensler. [read post]
9 Mar 2021, 7:36 am
When President Biden announced the nomination of Merrick Garland as the next attorney general, Biden criticized incendiary rhetoric against the press as contributing to the Jan. 6 assault on the U.S. [read post]
7 Feb 2021, 10:50 am
Gary Corn examined the legality of banning Chinese drone technology. [read post]
5 Feb 2021, 3:00 am
A recent Olshan blog discussing what activists might expect from a Gary Gensler led SEC raised the possibility that Section 13(d) reform just might find its way on to the SEC’s agenda. [read post]
