Search for: "GOLDMAN V US" Results 41 - 60 of 1,953
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29 Jun 2023, 6:57 am by Rebecca Tushnet
Christophe Geiger: different EU/US traditions around regulatory oversight/verification of compliance with key values v private ordering. [read post]
19 Jun 2023, 4:52 am by centerforartlaw
”[39] Although we will have to wait and see if the DOJ’s wire fraud theory proves successful, this case presents a strong possibility that the DOJ could theoretically use it as a model to police market manipulation for other modern activities in the digital asset space—and beyond— regardless of whether they are considered securities.[40] The SEC’s jurisdiction is limited to enforcing securities laws, but the DOJ can “dodge the knotty question of whether… [read post]
7 Jun 2023, 4:20 am by Andrew Lavoott Bluestone
North Flatts LLC v Belkin Burden Goldman, LLP 2023 NY Slip Op 02954 Decided on June 01, 2023 Appellate Division, First Department very quickly affirms a denial of summary judgment on two grounds. [read post]
3 May 2023, 9:30 am by Diane Toroian Keaggy
For my Goldman summer, I worked as a legal intern here in the U.S. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
Securities Industry Commentator:A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6972/securities-industry-commentator/ In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
6 Mar 2023, 1:41 am by INFORRM
DLA Piper provides an update on the EU-US adequacy decision for the US and the EU-US Data Privacy Framework. [read post]
24 Feb 2023, 4:39 pm by Rebecca Tushnet
Goldman: how do we know when a rule has become anachronistic? [read post]