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29 Jun 2021, 7:34 am
Well, according to the Wall Street Journal’s June 26 edition, it has not panned out that way. [read post]
9 Jun 2021, 2:21 pm
Now, in remarks published earlier this week on the Wall Street Journal (here), SEC Chair Gary Gensler has said that the SEC is drafting a proposal to revise the Rule’s requirements to target some of the perceived abuses. [read post]
8 Jun 2021, 1:12 pm
The WSJ reports: Speaking Monday at The Wall Street Journal’s CFO Network event, SEC Chairman Gary Gensler said he is seeking to revise rules that govern the arrangements, known as 10b5-1 plans.... [[ This is a content summary only. [read post]
3 Jun 2021, 2:30 pm
To cite just one example, as the Wall Street Journal recently reported, many companies have made accomplishment of corporate diversity and inclusion goals a key criterion in executive compensation measures. [read post]
28 May 2021, 10:40 am
According to a The Wall Street Journal article cited by the senators, Duhnke had presided over a period of discord among Board members. [read post]
19 May 2021, 12:22 pm
That same month, Gary Gensler was confirmed as the Chair of the SEC. [read post]
30 Apr 2021, 3:58 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5831/securities-industry-commentator/Testimony Before the House Committee on Financial Services of SEC Chair Gary Gensler / May 6, 2021GUEST BLOG [In]Securities: Mind Games by Aegis Frumento Esq (BrokeAndBroker.com Blog)New York and Florida Resident Charged with $3.8 Million Paycheck Protection Program Fraud Scheme (DOJ Release)Two Texas… [read post]
22 Apr 2021, 9:41 am
Peter DeFazio (D-Ore) has introduced the Wall Street Tax Act of 2021 (H.R. 328), which would impose an FTT).Fintech/AI task forces reauthorized. [read post]
19 Mar 2021, 6:04 am
Gary Gensler, President Biden’s nominee to be Chairman of the U.S. [read post]
18 Mar 2021, 6:45 pm
Writing in the Wall Street Journal, Judge Michael Luttig and conservative attorney David Rivkin argues that Congress had no authority to enact the EVCA, and there is no constitutional basis for Congress to reject a state's electoral votes. [read post]
12 Mar 2021, 12:35 pm
On March 12, Senator Charles Grassley (R-IA) sent a letter to Gary Gensler, President Biden’s nominee to be the next Chair of the U.S. [read post]
22 Feb 2021, 6:05 am
ADDED: "Gary, I hate to break it to you, but the world is on the brink of disaster.... [read post]
18 Feb 2021, 8:18 am
Piwowar’s move contributed to a decrease in new investigations launched by the SEC every year over the course of the Trump administration, according to The Wall Street Journal. [read post]
6 Feb 2021, 12:00 pm
These DFA provisions allow for Wall Street analysts who provide the SEC with analysis that leads to enforcement actions to qualify as whistleblowers even if they are not providing “insider” information. [read post]
5 Feb 2021, 10:33 am
Gary Basralian, Appellant (3Cir Opinion)NEWSFLASH: FI... [read post]
5 Feb 2021, 3:00 am
” (In case FT puts this behind their pay wall, this Of Dollars & Data blog also recounts the tale). [read post]
24 Jan 2021, 9:35 am
Kassouf John Frederick Tate Jesse R. [read post]
14 Dec 2020, 11:09 am
Swaps regulator Gensler: Banker turned Wall Street scourge. [read post]
30 Nov 2020, 6:00 am
” ACORN was founded by Wade Rathke and Gary Delgado in 1970 and grew to more than 500,000 member families. [read post]
24 Nov 2020, 2:55 am
Key Findings: Excessive tax rates on cigarettes in some states induce substantial black and gray market movement of tobacco products into high-tax states from low-tax states or foreign sources. [read post]
