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4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Monday, October 31, 2022 Tags: Investment advisers, Investment Advisers Act, legal framework, regulation, SEC, SEC enforcement Lessons from Twitter v. [read post]
4 Oct 2022, 4:14 am by Emma Snell
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
Investors are following crypto projects on social media and scouring online posts about them. [read post]
4 Sep 2022, 4:15 pm by INFORRM
Pundit Gary Neville is to be referred to the Attorney General for a social media post he made during his ex-Manchester United team-mate Ryan Giggs’ domestic violence trial. [read post]
In 2021 and 2022, as the market continued to focus increasingly on environmental, social, and governance (“ESG”) issues, government financial regulators across many independent agencies strongly indicated that increased enforcement relating to ESG is on the horizon, while private plaintiffs filed novel securities class actions based on ESG issues. [read post]
4 Jul 2022, 2:56 pm by INFORRM
Internet and Social Media TikTok has confirmed that some of its China-based employees can access information from American users. [read post]
Exams will focus on, among other things, (i) private funds, (ii) broker-dealers, (iii) Environmental, Social, and Governance (ESG) or impact investing, (iv) financial technology (FinTech) and crypto-assets, and (v) information security (InfoSec) and operational resiliency. [read post]
11 Mar 2022, 1:05 pm by Christopher J. Hubbert
In addition, the SEC took the position that the BIAs are notes under the four-part test articulated in Reves v. [read post]
3 Jan 2022, 12:39 pm by Kevin LaCroix
The 31 SPAC-related securities suit filings represent approximately 14.7% of all federal court securities class action lawsuits filed in 2021. [read post]