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31 Jan 2024, 9:01 pm
The ramifications of this decision could be significant, as the SEC often uses its in-house courts to seek monetary penalties, and studies reveal that the SEC wins cases it brings in its in-house courts at a much higher rate than those it tries in federal court.[6] We also should expect plaintiffs to attempt to maneuver in light of the Supreme Court’s decision in Slack Technologies LLC v. [read post]
27 Jan 2024, 10:27 pm
Navigate International Business With Care As businesses expand globally, the legal complexities of international transactions become more pronounced. [read post]
14 Jan 2024, 5:01 am
It's an interesting and forceful argument, which I think some of our readers will agree with and still more will find interesting—it's signed by, among other lawyers, conservative star lawyer Jonathan Mitchell (as well as Gene Hamilton of America First Legal Foundation, Ronald Berutti of Murray-Nolan Berutti LLC, and Christopher Mills of Spero Law LLC): Plaintiff John Doe, a first-year law student at New York University, should be permitted to proceed under… [read post]
8 Jan 2024, 11:58 am
From a defense standpoint, the focus is on the legality of offshore holdings and compliance with tax reporting requirements, highlighting the intricacies of tax law on a global scale. [read post]
4 Jan 2024, 12:44 pm
The trial court ruled for ASEA, holding that the First Amendment “does not require the State to alter the union dues deduction practices in place prior to” the attorney general opinion. [read post]
28 Dec 2023, 9:05 pm
Supreme Court upheld the Indian Child Welfare Act (ICWA) in a 7-2 decision, holding that the law was well-within Congress’s powers. [read post]
27 Dec 2023, 9:40 am
” * S&P Global Inc. v. [read post]
19 Dec 2023, 3:12 pm
’” ABS Global, Inc. v. [read post]
17 Dec 2023, 9:03 pm
Today [December 15], the Commission denied a Petition for Rulemaking[1] filed on behalf of Coinbase Global, Inc. [read post]
14 Dec 2023, 10:41 am
Holding(s) Yes. [read post]
11 Dec 2023, 9:05 pm
In In re Solera Holdings, Inc. [read post]
6 Dec 2023, 9:09 am
Cytonome/ST, LLC, 984 F.3d 1017 (Fed. [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
9 Nov 2023, 9:01 pm
The focus on enforcement, however, should not be viewed as diminishing a variety of important SEC issues facing global market participants. [read post]
9 Nov 2023, 5:00 am
The presentation will also review some of the most popular blog posts and Global Legal Monitor articles for the past year. [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
1 Nov 2023, 11:41 am
Freeport, like Masterworks, do not tokenize the objects themselves; Rather, they set up series LLC who acquires an artwork, via affiliated Freeport Curation LLC, which then becomes the series LLC’s primary asset and subject to investment under Tier 2 Regulation A of the Securities Act.[16] The tokens registered on the blockchain are just a corresponding visual representation of the ownership interest to a particular series, not conferring any rights that the share… [read post]
31 Oct 2023, 8:41 am
Privacy Concerns in Archival Records, Margot Note Consulting LLC (Nov. 15, 2021). [read post]
31 Oct 2023, 6:31 am
Purely Soothing (Pharmedica USA LLC) Pharmedica USA LLC issued a recall for its Purely Soothing brand eye drops on March 3, 2023. [read post]
