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27 Mar 2023, 9:01 pm by renholding
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
12 Mar 2023, 2:05 pm by Race to the Bottom
In the later part of 2022 alone, the SEC launched investigations into the ESG investment funds of Goldman Sachs, Deutsche Bank, and New York Mellon, the last of which ended up settling for about one million U.S. dollars. [read post]
10 Mar 2023, 8:22 am by Unknown
“None of these tools, however, can insulate market participants from price changes due to the basic forces of supply and demand,” Berkovitz said.Nonetheless, through the market volatility related to the pandemic in March 2020, and the Russian invasion of Ukraine in 2022, “futures markets continued to function amid tremendous stress in the financial system,” said Alicia Crighton, co-head of Goldman Sachs’ global futures business and chair of the Futures… [read post]
6 Mar 2023, 10:15 am by Neil Schoenherr
The post Goldman Sachs’ sale won’t allow smooth return to investment banking appeared first on The Source. [read post]
23 Feb 2023, 9:01 pm by renholding
” Whether the defendants held positions as executives of public companies, traders at Wall Street banks, founders of cryptocurrency companies, medical professionals, or high-ranking foreign officials, our prosecution teams pursued difficult cases through trial and conviction. [read post]
23 Feb 2023, 8:35 am by jeffreynewmanadmin
Barclays, Citi, Credit Suisse, Deutsche Bank, Goldman Sachs, Morgan Stanley and UBS all paid $125 million to the SEC and $75 million to the CFTC . [read post]
23 Feb 2023, 8:35 am by jeffreynewmanadmin
Barclays, Citi, Credit Suisse, Deutsche Bank, Goldman Sachs, Morgan Stanley and UBS all paid $125 million to the SEC and $75 million to the CFTC . [read post]
17 Feb 2023, 5:51 am by Holly Buckley
Goldman Sachs Group has closed a $5.2 billion private equity growth fund, according to a Reuters report. [read post]
1 Feb 2023, 2:39 pm by anne
Without further ado, here are the Top Ten SEC and CFTC recoveries of 2022 in cases other than FCPA enforcement, with links to more information about each of the cases: Off-Channel Messaging Sweep – The SEC and CFTC joined forces to collect over $1.8 billion from major financial institutions—including Barclays, Bank of America, Citi, Credit Suisse, Deutsche BankGoldman Sachs, Morgan Stanley, and others—over their… [read post]
31 Jan 2023, 11:00 am by Guest Author
 However, Goldman Sachs and other analysts have concluded that the debt relief plan will effectively have no inflationary impact. [read post]
18 Jan 2023, 7:00 pm by Sabrina I. Pacifici
The central bank said six major lenders — JPMorgan Chase & Co., Bank of America Corp., Wells Fargo & Co., Goldman Sachs Group Inc., Morgan Stanley and Citigroup Inc. [read post]
13 Jan 2023, 6:30 am
Birnbaum, Morrison & Foerster LLP, on Sunday, January 8, 2023 Tags: Corporate governance, Crypto Assets, ESG, Exchange Act, Goldman Sachs, SEC US M&A Levels Remain Healthy Posted by Maxim Mayer-Cesiano, and Jonathan E. [read post]
13 Jan 2023, 6:30 am
Birnbaum, Morrison & Foerster LLP, on Sunday, January 8, 2023 Tags: Corporate governance, Crypto Assets, ESG, Exchange Act, Goldman Sachs, SEC US M&A Levels Remain Healthy Posted by Maxim Mayer-Cesiano, and Jonathan E. [read post]
10 Jan 2023, 9:05 pm by renholding
Consider the notable example where the Apple Card (underwritten by Goldman Sachs Bank USA) was widely criticized for alleged discrimination against female credit card applicants, especially on social media. [read post]
10 Jan 2023, 7:39 am by The White Law Group
  Barclays Capital, Citigroup Global Markets, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS, and Deutsche Bank Securities, DWS Distributors and DWS Investment Management Americas each agreed to pay penalties of $200 million each for communications failures. [read post]
4 Jan 2023, 7:27 am by Silver Law Group
George Santos worked for an apparently affiliated company called LinkBridge, which had ties to both banks, earning $55,000 in a year. [read post]
13 Nov 2022, 7:32 am
Spend enough time in crypto circles and the presence of literal teenage millionaires is off-putting, and those who have some kind of pedigree — people who came from, say, Goldman Sachs or a big tech company like Facebook — try weirdly hard to sell you on the next big thing. [read post]