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27 Mar 2020, 6:01 am
Garrett (Duke University) and Gregory Mitchell (University of Virginia), on Tuesday, March 24, 2020 Tags: Compliance & ethics, Compliance and disclosure interpretation, Corporate crime, Misconduct, Securities enforcement The Impact of COVID-19 on Performance-Based Compensation Programs Posted by Scott A. [read post]
17 Jan 2020, 12:30 pm
At the Law Offices of Gregory D. [read post]
22 Nov 2019, 5:51 am
Shareholder Activism Posted by Melissa Sawyer, Sullivan & Cromwell LLP, on Wednesday, November 20, 2019 Tags: Blockchain, Boards of Directors, Hedge funds, Institutional Investors, Mergers & acquisitions, Proxy advisors, Proxy contests, Shareholder activism, Shareholder voting, Universal proxy ballots FinTech, BigTech, and the Future of Banks Posted by René M. [read post]
8 Nov 2019, 3:00 am
National/Federal A Conspiracy of Hunches: Roger Stone trial set to start this week San Francisco Chronicle – Devlin Barrett, Spencer Hsu, and Manuel Roig-Franzia (Washington Post) | Published: 11/4/2019 Roger Stone is on trial in federal court, where prosecutors plan to dive back into an episode of political chicanery, alleged lies, and conspiratorial texts that parallels the nascent impeachment inquiry into his longtime friend President Trump. [read post]
4 Oct 2019, 3:00 am
Dems Seek Lobbyist Cash to Fund Milwaukee Convention Politico – Maggie Severns and Theodoric Meyer | Published: 9/29/2019 Two top operatives planning the Democratic Party’s 2020 convention in Milwaukee went to K Street to pitch lobbyists on their plans for the $70 million event. [read post]
23 Sep 2019, 1:43 pm
See Quality Sausage Company, LLC, et al. v. [read post]
6 Sep 2019, 3:00 am
Weber’s activities at Mercury LLC have been under scrutiny by federal prosecutors in New York investigating whether he and others complied with laws requiring those working for a foreign country or political party to register with the Justice Department. [read post]
28 Jul 2019, 4:05 pm
The pilot Future News Fund will be administered by innovation foundation Nesta. [read post]
21 May 2019, 3:51 am
” Gregory Ablavsky has this blog’s opinion analysis. [read post]
26 Apr 2019, 5:55 am
Securities and Exchange Commission, on Sunday, April 21, 2019 Tags: Institutional Investors, Investor protection, Proxy advisors, Proxy voting, Regulation NMS, SEC, Securities regulation, Shareholder voting Cryptocurrency and Other Digital Assets for Asset Managers Posted by Gregory S. [read post]
20 Feb 2019, 2:13 pm
Grove Family, LLC,2 City of Novi v Robert Adell Children’s Funded Trust,3 and Township of Grosse Ile v Grosse Ile Bridge Co.4 Last, the UCPA (the procedural statute applicable to all condemnation actions in Michigan) provides that a condemning agency’s finding of necessity will only be reversed for “abuse of discretion, error of law, or fraud. [read post]
8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
11 Jan 2019, 6:30 am
FEC, Disclosure, Index funds, Institutional Investors, Investor protection, Mutual funds, Political spending, Shareholder activism, Shareholder voting Shareholder Resolutions and IPOs Posted by Jonas Kron, Trillium Asset Management, LLC., on Saturday, January 5, 2019 Tags: Boards of Directors, Disclosure, Engagement, ESG, Institutional Investors, IPOs, Private firms, Public… [read post]
11 Oct 2018, 5:03 pm
Investors were to receive equity in the company in exchange for funding. [read post]
5 Oct 2018, 1:39 pm
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. https://www.puertoricobondfundsattorney.com/en/ The post Elon Musk’s Settlement With The SEC Is A Warning Shot For CEOs appeared first on Zamansky LLC. [read post]
12 Sep 2018, 7:29 am
The SEC has filed fraud charges against hedge fund adviser Gregory Lemelson and his Massachusetts based investment advisory firm Lemelson Capital Management LLC. [read post]
1 Sep 2018, 9:28 am
Jason Gregory Johns, Harris Huguenard, Lionel M. [read post]
9 Aug 2018, 2:37 pm
City of Laurel, Maryland, July 6, 2018, Gregory, R.). 5th Cir.: Burger chain’s public image didn’t justify ‘Fight for $15’ button ban The Fifth Circuit enforced an NLRB order finding that In-N-Out Burger violated Section 8(a)(1) of the NLRA when it barred employees at an Austin, Texas, restaurant from wearing buttons supporting the “Fight for $15″ movement. [read post]
3 Apr 2018, 6:50 am
National Collegiate Master Student Loan Trust et alAssigned to: Judge Gregory M. [read post]
