Search for: "Harris v. Securities and Exchange Commission"
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12 Mar 2009, 7:22 am
Continuing this exchange, Ms. [read post]
16 Dec 2017, 4:55 am
On this week's episode of Rational Security, Susan Hennessey, Tamara Wittes, and Shane Harris talked about the most pressing national security issue of the week: a mysterious, cigar-shaped asteroid traveling in our solar system. [read post]
15 Nov 2013, 10:27 am
Harris. [read post]
27 Jun 2015, 6:21 am
This week’s Lawfare Podcast featured a discussion of another crucial military commissions case, Al Bahlul v. [read post]
30 Mar 2010, 10:18 am
(a) A consensus has developed regarding the standard Gartenberg set forth over 25 years ago: The standard has been adopted by other federal courts, and the Securities and Exchange Commission’s regulations have recognized, and formalized, Gartenberg-like factors. ... [read post]
24 Feb 2018, 5:57 am
Chesney and Steve Vladeck shared the National Security Law Podcast. [read post]
19 Oct 2018, 6:08 am
Securities and Exchange Commission, on Saturday, October 13, 2018 Tags: Disclosure, information, SEC, Securities regulation, Swaps Statement on Commission Action Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Posted by Kara M. [read post]
31 Aug 2020, 3:00 pm
For example, in the 2015 case Harris v. [read post]
6 Feb 2018, 7:24 am
China Economic and Security Review Commission was created on October 30, 2000 by the Floyd D. [read post]
19 Sep 2019, 5:49 am
Harris & Ewing. [read post]
24 Dec 2021, 6:26 am
Securities and Exchange Commission, on Friday, December 17, 2021 Tags: Inside information, Insider trading, Misconduct, Rule 10b-5-1, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Statement by Chair Gensler on Rule 10b5-1 and Insider Trading Posted by Gary Gensler, U.S. [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
18 Dec 2010, 9:00 pm
However, James Hardie lost its own appeal (see separate judgment James Hardie Industries NV v Australian Securities and Investments Commission [2010] NSWCA 332), when the Court upheld a ruling that the company made misleading statements to the Australian Securities Exchange (ASX) in 2002 about its ability to “meet all asbestos claims and as to remaining asbestos claims”. [read post]
21 Apr 2017, 6:25 am
Brinckerhoff v. [read post]
21 Apr 2017, 6:25 am
Brinckerhoff v. [read post]
4 Aug 2017, 4:50 pm
(Note that FINRA decisions can be appealed to the Securities and Exchange Commission, a governmental body.) 3. [read post]
11 Nov 2016, 7:43 am
Securities and Exchange Commission in 1983. [read post]
2 Dec 2008, 7:42 pm
Securities and Exchange Commission ...................... [read post]
16 Nov 2009, 4:00 am
Bruff Congress created the Public Company Accounting Oversight Board PCAOB under the umbrella of the Securities and Exchange Commission. [read post]
