Search for: "Harris v. Securities and Exchange Commission"
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24 Dec 2021, 6:26 am
Securities and Exchange Commission, on Friday, December 17, 2021 Tags: Inside information, Insider trading, Misconduct, Rule 10b-5-1, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Statement by Chair Gensler on Rule 10b5-1 and Insider Trading Posted by Gary Gensler, U.S. [read post]
19 Oct 2021, 10:10 am
Jan. 27, 2016); Bartnett v. [read post]
13 Aug 2021, 4:00 am
The investment, especially the delayed reporting of it, alarmed experts in corporate and securities law, who said it raised questions about whether Paul’s family profited from nonpublic information about the looming health emergency and plans by the U.S. government to combat it. [read post]
16 Jun 2021, 11:59 am
While many licenses are not publicly disclosed, licenses that are material to the business of publicly-traded companies are accessible through the Securities and Exchange Commission’s EDGAR database. [read post]
21 May 2021, 5:54 am
Eddy, and Sabastian V. [read post]
27 Apr 2021, 7:30 am
//hdl.loc.gov/loc.pnp/hec.28258 Hired by the Securities and Exchange Commission in 1935 and living in the nation’s capital, he had to love the future Mrs. [read post]
16 Feb 2021, 12:19 pm
The Commission on Theft of American Intellectual Property reported in 2017 that the annual “estimated low-end cost of [international] trade secret theft to U.S. firms was $180 billion, or 1% of U.S. [read post]
21 Jan 2021, 12:54 pm
Department of Homeland Security v. [read post]
31 Dec 2020, 6:29 pm
Term Limits v. [read post]
30 Dec 2020, 2:19 pm
On war crimes and preventing wars Zagaris discussed a UN Commission of Inquiry on Syria’s condemnation and call for the halt of atrocities against civilians as well as on the Global Fragility Act’s aim to stabilize conflict zones and prevent wars. [read post]
30 Dec 2020, 2:19 pm
On war crimes and preventing wars Zagaris discussed a UN Commission of Inquiry on Syria’s condemnation and call for the halt of atrocities against civilians as well as on the Global Fragility Act’s aim to stabilize conflict zones and prevent wars. [read post]
31 Aug 2020, 3:00 pm
For example, in the 2015 case Harris v. [read post]
18 Aug 2020, 9:08 am
The Securities and Exchange Commission (“SEC”) investigated the defendant for fraudulent investment activities and obtained an order of disgorgement for more than $4 million dollars based on illegally obtained profits. [read post]
22 Jul 2020, 3:07 pm
Securities and Exchange Commission (SEC). [read post]
21 Jul 2020, 7:00 am
During that exchange, Roberts spoke a lot about Chief Justice John Marshall. [read post]
23 Jun 2020, 3:56 am
Securities and Exchange Commission, holding 8-1 that the SEC can seek disgorgement of profits as a remedy in court for violating the securities fraud laws if the amount does not exceed the wrongdoer’s net profit and is awarded for the victims. [read post]
7 Jun 2020, 4:34 pm
Secure and Lightweight Encryption Model for IoT Surveillance Camera, Int [read post]
15 Apr 2020, 1:48 pm
Harris Funeral Homes Inc. v. [read post]
13 Mar 2020, 6:31 am
Securities and Exchange Commission, on Wednesday, March 11, 2020 Tags: Conflicts of interest, Institutional Investors, Investment advisers, Proxy season, Proxy voting, SEC, Securities regulation, Shareholder proposals, Shareholder voting, Universal proxy ballots The Toshiba Securities Litigation: Perils For Foreign Issuers Posted by Roger Cooper, Jared Gerber, and Les Silverman, Cleary… [read post]
24 Jan 2020, 1:00 am
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
