Search for: "Harry Dodds"
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15 Jan 2021, 5:58 am
Kahan, Wachtell, Lipton, Rosen & Katz, on Thursday, January 14, 2021 Tags: Dodd-Frank Act, ESG, Executive Compensation, ISS, Pay for performance, Proxy advisors, Proxy voting, Say on pay, Section 162(m) DeFi and the Future of Finance Posted by Campbell R. [read post]
1 Aug 2020, 5:22 am
Dodd said “very supportive things” about Harris during the call, according to Kounalakis.... [read post]
27 Jul 2020, 9:57 am
The person added that Dodd’s concerns about Harris were so deep that he's helped elevate California Rep. [read post]
22 Jul 2020, 3:07 pm
This is an important contribution in light of the fact that the Madoff Ponzi scheme (and the SEC’s failure to act on Harry Markopolos’ tips to the SEC about the scheme) helped spur the creation of the whistleblower program. [read post]
20 Jul 2020, 9:10 am
Established in 2010 with the passage of the Dodd-Frank Act, the SEC Whistleblower Program is an essential tool in fighting corporate fraud. [read post]
20 Mar 2020, 6:17 am
Shapiro, Wachtell, Lipton, Rosen & Katz, on Thursday, March 19, 2020 Tags: Compensation committees, Compensation disclosure, Compensation guidelines, Director compensation, Dodd-Frank Act, ERISA, ESG, Form 8-K, Listing standards, Management, NASDAQ, NYSE [read post]
24 Feb 2020, 4:01 pm
Why Harry was left with no choice but to end it. [read post]
21 Feb 2020, 6:13 am
Posted by Gail Weinstein, Steven Epstein, and Warren S. de Wied, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, February 17, 2020 Tags: Board independence, Boards of Directors, Controlling shareholders, Delaware cases, Delaware law, Merger litigation, Mergers & acquisitions, Uber Financial Institution Developments Posted by Edward D. [read post]
12 Feb 2020, 7:09 am
In short, to paraphrase President Harry Truman, the buck stops with him. [read post]
27 Dec 2019, 6:59 am
Bell, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, December 26, 2019 Tags: Accountability, Anti-corruption, Disclosure, Dodd-Frank Act, International governance, Regulation S-K, SEC, SEC rulemaking, Section 1504, Securities regulation, Transparency [read post]
20 Dec 2019, 6:10 am
Securities and Exchange Commission, on Thursday, December 19, 2019 Tags: Accounting, Accounting standards, Accredited investors, Disclosure, Dodd-Frank Act, PCAOB, Regulation D, SEC, Securities regulation, Swaps On Inference When Using State Corporate Laws for Identification Posted by Holger Spamann (Harvard Law School), on Thursday, December 19, 2019 Tags: Acquisitions, Antitakeover, Delaware… [read post]
12 Jul 2019, 6:17 am
Meetings Posted by Kosmas Papadopoulos, ISS Analytics, on Saturday, July 6, 2019 Tags: Boards of Directors, Charter & bylaws, Dual-class stock, Institutional Investors, Majority voting, Ownership structure, Shareholder proposals, Shareholder voting The State of Play on Clawbacks and Forfeitures Based on Misconduct Posted by Jonathan Ocker, Justin Krawitz, and Ben Gibbs, Pillsbury Winthrop Shaw Pittman LLP, on Sunday, July 7, 2019 … [read post]
5 Jul 2019, 6:05 am
Kress (University of Michigan), on Wednesday, July 3, 2019 Tags: Banks, Divestitures, Dodd-Frank Act, Federal Reserve, Financial crisis, Financial institutions, Financial regulation, Glass-Steagall, Incentives, Moral hazard, Systemic risk, Too big to fail SEC Proposal on Pro Forma Synergy Disclosures Posted by David A. [read post]
10 Jun 2019, 10:41 am
• Harry A. [read post]
10 Jun 2019, 10:41 am
• Harry A. [read post]
9 Jun 2019, 8:18 am
Weiner is a law clerk at Fried, Frank, Harris, Shriver & Jacobson LLP. [read post]
19 Apr 2019, 6:12 am
Shaw, Fried, Frank, Harris, Shriver & Jacobson LLP., on Tuesday, April 16, 2019 Tags: Boards of Directors, Delaware cases, Delaware law, Merger litigation, Mergers & acquisitions The Purposive Transformation of Company Law Posted by David Kershaw (London School of Economics) and Edmund‐Philipp Schuster (London School of Economics), on Tuesday, April 16, 2019 Tags: Accountability, Corporate culture, International… [read post]
8 Feb 2019, 6:04 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, February 2, 2019 Tags: Investment advisers, Investment Advisers Act, No-action letters, Rule 206, SEC, SEC enforcement, Securities regulation Pay Ratio Disclosure at the S&P 500 Posted by Maureen O’Brien, Segal Marco Advisors, on Saturday, February 2, 2019 Tags: Compensation disclosure, Compensation ratios, Executive… [read post]
18 Jan 2019, 5:56 am
Schobel, Wachtell, Lipton, Rosen & Katz, on Friday, January 11, 2019 Tags: Compensation disclosure, Compensation ratios, Compensation regulation, Dodd-Frank Act, Engagement, Executive Compensation, Incentives, ISS, Regulation S-K, Say on pay, Section 162(m), Securities regulation, Shareholder activism The Board, CEO Misconduct, and Corporate Culture Posted by Laurie Hays, Edelman, on Saturday, January 12,… [read post]
19 Oct 2018, 6:08 am
., on Sunday, October 14, 2018 Tags: Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, Executive Compensation, Management Shareholder Activism: 1H 2018 Developments and Practice Points Posted by Gail Weinstein, Warren S. de Wied, and Philip Richter, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, October 14, 2018 Tags: Boards of Directors, Fund performance, Hedge… [read post]