Search for: "Hedge Fund Attorney" Results 41 - 60 of 2,077
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5 Feb 2024, 2:05 pm by Silver Law Group
These alternatives can include hedge funds, real estate, private equity, and alternative credit. [read post]
2 Feb 2024, 8:05 am by Resnick Law Group, P.C.
A hedge fund manager appealed a ruling by the Securities and Exchange Commission (SEC) that found he had committed securities fraud, claiming in part that the agency lacked the legal authority to adjudicate the charges against him. [read post]
1 Feb 2024, 10:46 am by CFM Admin
Overview of the Legal Process to Tokenize a Hedge Fund By Bart Mallon, with Malhar Oza As the digital asset industry continues to evolve, we see more use cases for tokenization, including tokenization of private investment funds like hedge, VC and PE funds. [read post]
26 Jan 2024, 4:00 am by jonathanturley
Sullivan simply states that “in California, there is no prohibition on an attorney lending money to their client despite your misguided attempt to give the appearance of some sort of prohibition. [read post]
24 Jan 2024, 11:18 am by jeffreynewmanadmin
He is allowed to remain free on a $300 million bond secured by his yacht, named the Aviva, and private aircraft.The Government asserted that Lewis got inside information about four companies in which he had invested through his hedge fund and tipped friends and associates.The companies included Mirati Therapeutics and BCTG Acquisition Corp, a company that his hedge fund founded and took Tango Therapeutics public in a merger in 2021. [read post]
23 Jan 2024, 9:01 pm by renholding
The drug price-fixing conspiracy – which became the focus of investigations by the Department of Justice, 49 state attorney generals, and Congress– has embroiled the generic pharmaceutical industry. [read post]
17 Jan 2024, 4:00 am by Michael C. Dorf
Fung created a trust fund administered by his attorney to pay real estate taxes and any other ongoing costs associated with his property ownership. [read post]
12 Jan 2024, 11:58 am by The White Law Group
Due to their large size, block trades are often conducted by institutional investors, such as mutual funds, pension funds, or hedge funds, who have the financial capacity to handle such transactions. [read post]
3 Jan 2024, 7:54 am by Richard Frank
The Securities & Exchange Commission pursued a civil administrative enforcement case against hedge fund operator Jarkesy, ultimately assessing a civil fine of $300,000 and ordering him to disgorge and repay nearly $700,000 in ill-gotten gains. [read post]
2 Jan 2024, 12:56 pm by Kevin LaCroix
The directors’ and officers’ liability environment is always changing, but 2023 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
2 Jan 2024, 11:26 am by The White Law Group
Traders and professionals use options to manage risk by seeking income, speculating, or hedging against potential losses. [read post]
31 Dec 2023, 3:50 am by Bill Henderson
Source: “A Journey Toward Justice,” Stone Ridge Magazine (Winter 2021).The unpaused version of Legal Evolution will be different. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
27 Nov 2023, 7:50 am by Geoff Schweller
According to the CFTC, Galles “falsely claimed to be a managed futures hedge-fund magnate with billions of dollars under management at Tyche Asset Management LLC and its affiliated entities” and “used very little participant funds to place trades, and instead Galles used the money to fund his lavish lifestyle and to promote his fabricated image as a hedge fund tycoon. [read post]
17 Nov 2023, 9:54 pm by Cari Rincker
”[2] During the drafting of the Uniformed Protected Series Act, some drafters said use of the series LLC should be limited to regulated industries, such as the hedge fund and insurance sector, and should only be used by those represented by experienced counsel. [read post]
8 Nov 2023, 10:14 pm by D. Daxton White
Inverse ETFs often are marketed as a way for investors to profit from, or at least hedge their exposure to, downward moving markets. [read post]
6 Nov 2023, 9:01 pm by Michael C. Dorf
” If someone has the talent to go to medical school or make a fortune running a hedge fund, the earn-to-give branch of effective altruism says they should choose the latter career. [read post]
5 Nov 2023, 11:28 am by The Law Blogger
 The United States Attorney alleged that SBF diverted FTX customers' funds to his personal use; they also alleged he diverted the funds from the Bahamas-based FTX to cover huge losses incurred by SBF's other company, Alameda Research, a crypto hedge-fund. [read post]
23 Oct 2023, 11:00 pm by Sherica Celine
Hedge Funds and Private Equity Funds Comparison Chart Check out this comparison of hedge funds and private equity funds. [read post]