Search for: "Holding Capital Management LLC"
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11 Dec 2023, 9:05 pm
In In re Solera Holdings, Inc. [read post]
11 Dec 2023, 5:39 pm
Other types of business entities such as limited liability companies (LLCs) and partnerships do not issue stock. [read post]
11 Dec 2023, 4:54 am
The Appellate Division routinely holds that an equity owner’s loss of historic management or control rights in a closely-held business is precisely the sort of intangible, un-quantifiable loss that qualifies as “irreparable,” warranting injunctive relief: Cooperstown Capital, LLC v Patton, 60 AD3d 1251 [3d Dept 2009] [“The possibility of plaintiff losing any real say” in the business, and the “opportunity for defendants to… [read post]
30 Nov 2023, 7:38 am
The first four claimants were members of a family who had operated a property management/estate agency business, the fifth and sixth claimants. [read post]
30 Nov 2023, 4:50 am
The Federal Circuit rejected the request under circuit precedent holding that [read post]
21 Nov 2023, 2:26 pm
Silver Law Group founder and managing partner Scott Silver has been featured in an article on Investment News’ website where he discusses FINRA’s increased scrutiny of brokers and investment advisors who recommended and sold high-risk private placements and other investments from Dallas-based GPB Private Holdings. [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
13 Nov 2023, 4:07 am
My co-panelists Chris Mercer (Mercer Capital) and William Savino (Woods Oviatt Gilman LLP) respectively spoke about the marketability discount in fair value appraisal proceedings and caselaw developments concerning closely held business corporations. [read post]
9 Nov 2023, 9:01 pm
In addition, the person must become a member of SIPC, adhere to a comprehensive regulatory regime, including the net capital rule[5] and Consolidated Audit Trail reporting, and be subject to examination by the SEC and FINRA. [read post]
6 Nov 2023, 4:16 am
The Corporation 74-84 Third Avenue Corp., the corporation at the heart of the dispute in Van Horne, is a single-purpose realty holding entity. [read post]
25 Oct 2023, 10:04 pm
LLCs can be run by members (member-managed) or managers (manager-managed). [read post]
20 Oct 2023, 2:40 pm
We encourage managers to review their marketing materials to ensure compliance if they have not done so already. [read post]
18 Oct 2023, 3:02 pm
The addition of the Stout team will enable Harbor to deliver advisory services and managed services for e-discovery, legal holds and data management to both corporate law departments and law firms. [read post]
17 Oct 2023, 5:57 am
Do I need to appoint U.S. managers to run the U.S. entity? [read post]
13 Oct 2023, 1:58 pm
She also holds an Advanced Paralegal Certification in both Alternative Dispute Resolution and E-Discovery. [read post]
9 Oct 2023, 4:22 am
” One of the related entities, NC KKA LLC (“NC KKA”), was Managing Member and majority owner of Sweetcatch KKA. [read post]
5 Oct 2023, 2:38 pm
New York and 335-7 LLC v. [read post]
5 Oct 2023, 7:26 am
One targeted attorney received an email that states,”Hi, I work with MCJ ASSETS, LLC. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC complaint | SEC order Investment adviser agrees to settle disclosure claims for SPAC-related activity In the Matter of Monroe Capital Management Advisors (A.P. [read post]
