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This statement was made after the release of Report 770 Design and distribution obligations: Retail OTC derivatives (REP 770) which outlined how issuers of retail OTC derivatives are meeting DDO obligations and highlighted areas for improvement. [read post]
24 Oct 2023, 9:50 am
 Pix Credit Charlie Chaplin, "Modern Times" If you’ve been paying attention to the policies we’ve implemented over the past two years, you’ve probably noticed that I talk a lot about empowering general counsels and compliance officers – to make the case in the board room and the c-suite for investments in compliance – and to make the case that investing in strong compliance programs is good for business. [read post]
22 Oct 2023, 11:03 pm by centerforartlaw
A valid and enforceable contract between the two parties, however, is the solution for protecting the interest of the artists who need galleries to show and sell their works and the interests of galleries that invest in cultivation and study of artists’ works. [read post]
20 Oct 2023, 6:12 am by LaBovick Law Group
Investing in such insurance can mean the difference between navigating a health crisis with financial security or facing mounting debts and uncertainties. [read post]
19 Oct 2023, 6:00 am by Richard de la Harpe
In Titan Asset Management v Lanzerac, six plaintiffs instituted an action against Lanzerac Estates Investments (Pty) Ltd (first defendant) and Markus Jooste (the second defendant) in relation to a number of inter-related contracts entered into in respect of the sale of their interests in various businesses, assets, and entities (referred to collectively as “Lanzerac”) for a combined value of R220 million in exchange for shares in Steinhoff International. [read post]
5 Oct 2023, 9:01 pm by renholding
The shipping company, Suez Rajan Ltd, pleaded guilty, and the United States seized nearly one million gallons of contraband Iranian oil. [read post]
5 Oct 2023, 7:26 am by Joanna Herzik
The attorney said she is not sure how the caller obtained her phone number. [read post]
18 Sep 2023, 9:05 pm by Cookson Beecher
And considering how many meat animals are being raised across the world — and how large the world’s population is — that’s going to take a long time, especially since so many people in developing countries want to eat meat, and that’s a huge market waiting to happen. [read post]
3 Sep 2023, 4:43 pm by INFORRM
The HawkTalk blog explains how the development methodology for producing a Code of Practice for the DPDI Bill is institutionally biased in favour of the controller, and this bias risks infecting all Codes of Practice produced by this methodology. [read post]
29 Aug 2023, 11:20 am by Giles Peaker
Radcliffe Investment Properties Ltd v Meeson & Ors (LANDLORD AND TENANT – SERVICE CHARGES) (2023) UKUT 209 (LC) This is a very interesting appeal to the Upper Tribunal on the issue of a freeholder recovering waking watch costs through the leaseholder’s service charge. [read post]
13 Aug 2023, 9:05 pm by renholding
Ltd. rejected the approach in a separate case, Securities and Exchange Commission v. [read post]
9 Aug 2023, 9:01 pm by renholding
The Capital Proposal also would disproportionately impact banking organizations that are credit card issuers or have significant amounts of low-risk assets, including noncontrolling investments in US nonbanking companies, which are common among foreign banking organizations. [read post]
4 Aug 2023, 12:06 pm
This posits one action-- implementation of the UN Guiding Principles for Business and Human Rights ("Adopting policies and practices that put respect for human dignity at the center of how business gets done").2. [read post]
31 Jul 2023, 9:01 pm by renholding
No changes were proposed to: stress testing requirements (other than how the stress capital buffer is calculated under the new dual standardized calculation frameworks) – therefore, for example, Category IV institutions would still participate in CCAR on a two-year cycle, in contrast to the every-year cycle for Categories I through III; the supplementary leverage ratio (other than extending it to Category IV firms) or the enhanced supplementary leverage ratio; the countercyclical… [read post]
28 Jul 2023, 4:00 am by Jim Sedor
He also solicited investments for and from political donors, raising ethical questions. [read post]
17 Jul 2023, 4:07 pm by Michel-Adrien
The concept refers to investment by non-parties in dispute resolution.From the executive summary: "In Persona Digital Telephony Ltd v Minister for Public Enterprise, the Supreme Court confirmed that the torts and offences of maintenance and champerty remain part of Irish law. [read post]
13 Jul 2023, 4:54 pm by CoL .net
Continuing from the first point, the article will show how the various nuances within the composite approach provide primacy to the will and autonomy of the parties. [read post]
10 Jul 2023, 11:51 am by Kevin LaCroix
It will be interesting to see how this rather unusual lawsuit fares. [read post]
30 Jun 2023, 4:00 am by Jim Sedor
Eight current and former federal judges shared their insights into how the judiciary operates as well as their own experiences with ethics issues. [read post]
21 Jun 2023, 9:00 am by Seyfarth Shaw LLP
  There is the added problem of the DOL’s lack of guidance on how to calibrate the relative investments inquiry. [read post]