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18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
4 Dec 2023, 4:58 am
A Promising Partnership Quickly Splinters The first half of the court’s lengthy opinion in Flor details the facts of the case as drawn from the record of six-day jury trial in a suit brought by Jaclyn Flor against Greenberg Farrow Architectural Inc. [read post]
20 Nov 2023, 9:01 pm
” 7 If the presumption against extraterritoriality has not been rebutted,courts examine a statute’s “focus” to determine whether a case involves a domestic application. [read post]
14 Nov 2023, 3:18 pm
I would also recommend Tom C. [read post]
14 Nov 2023, 6:31 am
State Street has not yet specifically outlined a policy around this type of proposal in its voting guidelines.[6] W A T C H I N G T H E S K I E S Only time will tell whether this “say on golden parachute” push gains additional momentum or if other environmental, social, and governance issues will attract more shareholder attention during the next proxy season. [read post]
14 Nov 2023, 6:31 am
State Street has not yet specifically outlined a policy around this type of proposal in its voting guidelines.[6] W A T C H I N G T H E S K I E S Only time will tell whether this “say on golden parachute” push gains additional momentum or if other environmental, social, and governance issues will attract more shareholder attention during the next proxy season. [read post]
13 Nov 2023, 5:05 am
Christie’s Fine Art Storage Services, Inc., a similar suit was brought against Christie’s in a New York state court by the property insurer for the estate of American artist LeRoy Neiman, whose art collection was damaged by Hurricane Sandy’s floodwaters .[13] Mirroring the AXA case, the New York state court’s final ruling, declared that in their contract with Christie’s Fine Art Storage Services, Neiman, had waived… [read post]
12 Nov 2023, 9:01 pm
Lathem Family Farms, Inc. [read post]
6 Nov 2023, 4:16 am
” (BCL § 623[k] [emphasis added]). [read post]
4 Nov 2023, 9:09 pm
In response to this investigation, California Splendor, Inc. of San Diego, California voluntarily recalled certain lots of 4-lb. bags of Kirkland Signature Frozen Organic Whole Strawberries that were sold at Costco stores in Los Angeles, California; Hawaii; and two San Diego, California business centers. [read post]
22 Oct 2023, 9:01 pm
”[5] Item 303 of Regulation S-K and Rule 10b-5 MD&A is a required section of a company’s regular financial reporting in which management must discuss the company’s historical financial performance and future operations. [read post]
17 Oct 2023, 10:56 am
” I have an important nitpick with the appellate court’s decision that goes back to the complexity of the law-fact divide in obviousness analysis. [read post]
12 Oct 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Thursday, October 12, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
12 Oct 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Thursday, October 12, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
11 Oct 2023, 1:23 am
For all designated States except the US, it names Alexion Pharmaceuticals, Inc. and the University of Western Ontario as applicants. [read post]
6 Oct 2023, 6:30 am
Platt (University of Kansas School of Law), on Wednesday, October 4, 2023 Tags: Congress, Mandatory Disclosure, Regulators, Securities Act Proxy Voting Insights: Key ESG Resolutions Posted by Lindsey Stewart, Morningstar, Inc, on Wednesday, October 4, 2023 Tags: E&S, ESG, Proxy voting, Shareholder Do Consumers Care About ESG? [read post]
6 Oct 2023, 6:30 am
Platt (University of Kansas School of Law), on Wednesday, October 4, 2023 Tags: Congress, Mandatory Disclosure, Regulators, Securities Act Proxy Voting Insights: Key ESG Resolutions Posted by Lindsey Stewart, Morningstar, Inc, on Wednesday, October 4, 2023 Tags: E&S, ESG, Proxy voting, Shareholder Do Consumers Care About ESG? [read post]
26 Sep 2023, 6:44 pm
"Yeah, let's put on a show! [read post]
Caddo v. Siemens: Microsoft Settlement Covers Downstream Use and No Jurisdiction Over Foreign Parent
24 Sep 2023, 11:55 am
Caddo Sys., Inc. v. [read post]
21 Sep 2023, 7:57 am
No, I don’t know exactly what this means, either, but let’s go with it. [read post]
