Search for: "INVESTORS CAPITAL CORPORATION v. Brown" Results 41 - 60 of 69
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1 May 2020, 2:11 am by Shannon O'Hare
SPECIAL THANKS We appreciate the assistance of Emmanuelle Naulais at Brown Rudnick, Paris Office with the following discussion on French, law, regulation and practice. [read post]
11 Apr 2013, 10:12 am by James Hamilton
The oral argument, before Circuit Judges Tatel and Brown and Senior Circuit Judge Sentelle, occurred against the backdrop of an earlier DC Circuit opinion, Business Roundtable v. [read post]
31 Mar 2020, 4:31 am by Shannon O'Hare
The bonds were secured by 50.1 per cent of the share capital of Citgo Holding Inc., a subsidiary of PDVSA. [read post]
6 Oct 2020, 8:42 am by Shannon O'Hare
SPAIN With the recent rise in coronavirus cases, the likelihood of a nationwide second lockdown in Spain is growing. [read post]
5 Jun 2023, 9:30 pm by ernst
  A dealer who had been denied a license filed a petition in the Court of Common Pleas for the county containing Columbus (Ohio’s state capital) detailing his qualifications and asking for a reversal of the denial. [read post]
2 Jun 2011, 7:42 am by Kara OBrien
In the April 20 Letter and in a letter to Mayer Brown LLP dated April 7, 2011 (the “April 7 Letter”), the FPPC addresses issues related to the implementation of the following two exemptions: Employees, officers, or directors of an investment adviser are not placement agents required to register as lobbyists if all of the following apply: (1) the investment adviser is registered as an investment adviser under federal or state law, (2) the investment adviser has been selected… [read post]
16 Sep 2009, 1:47 pm
(Hopkinton, MA; Donald Brown, President) Arts Education Alliance Of Boston, Inc., The (Boston, MA; David Sullivan, President) Arya Convenience, Inc. [read post]
15 Dec 2017, 9:01 am by CFM Admin
Statements must be sent to the fund or, in certain cases, investors in the fund, within 120 days after the fund’s fiscal year-end. [read post]
15 Dec 2017, 9:01 am by CFM Admin
Statements must be sent to the fund or, in certain cases, investors in the fund, within 120 days after the fund’s fiscal year-end. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
” This week the SEC filed an administrative action against a California-based company selling digital tokens to investors to raise capital for its block chain-based food review service. [read post]