Search for: "In Re Adoption of Rule"
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15 Nov 2022, 6:30 am
These final rules follow the SEC’s issuance of proposed rules in July 2015, which laid dormant until the re-opening of two separate comment periods in October 2021 and June 2022. [read post]
17 Dec 2009, 4:29 am
SEC Adopts New Executive Compensation Rules - and Posts Adopting Release! [read post]
23 Mar 2009, 6:25 am
SEC Approves FINRA Rule 5122 re Private Placements of Securities Issued by MembersThe SEC approved FINRA's proposal to adopt new FINRA Rule 5122, that will require a member offering or selling any security in a private placement issued by the member or a "control entity" to:(1) disclose to investors in a private placement memorandum, term sheet or other offering document the intended use of offering proceeds and the offering expenses;(2) file the… [read post]
30 Oct 2007, 5:30 am
In Re: Amendments to Rules (Fla 2007). [read post]
15 Apr 2010, 7:12 am
"We're working on this and we really don't think that this will have any long-term effect on the ability of American families to adopt here. [read post]
21 Oct 2010, 3:48 pm
Tomorrow is the deadline for the state of Florida to appeal the 3rd District Court of Appeal's decision in In re: Gill, the case challenging the Florida law that prohibits gay people from adopting. [read post]
20 Jul 2017, 6:52 am
” Justice French On July 18, 2017, the Supreme Court of Ohio handed down a merit decision in In re Adoption of P.L.H., Slip Opinion No. 2017-Ohio-5824. [read post]
20 Jul 2011, 3:08 am
On June 22, 2011, New York Insurance Commissioner James Wrynn signed a statement re-adopting Regulation No. 187 governing suitability in annuity transactions (the “Regulation”) on an emergency basis.The Regulation applies to any recommendation to purchase or replace an annuity contract made on or after June 30, 2011. [read post]
13 Mar 2021, 7:34 am
Poland’s ruling nationalist party announced a new law Thursday banning LGBTIQ people from adopting children even if they are not in a same-sex relationship. [read post]
1 Apr 2011, 11:06 am
The SEC voted to propose rules directing the national securities exchanges to adopt listing standards related to a company’s compensation committee, as well as the compensation advisers that these committees retain, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Section 952. [read post]
16 Jun 2020, 4:23 am
The post Supreme Court Adopts Broad Definition of Sex in ‘Historic’ Title VII Ruling appeared first on HR Daily Advisor. [read post]
11 Oct 2023, 3:30 am
Yesterday, the SEC announced the adoption of final rules amending Regulation 13D-G. [read post]
26 Mar 2015, 2:00 am
New rules supplementing Pennsylvania's Rules for Professional Conduct, adopted by the Pennsylvania Supreme Court in late 2014, are intended to require greater accountability by lawyers for handling of client funds, including sums temporarily deposited in IOLTA accounts. [read post]
2 Aug 2022, 3:50 am
Last week the SEC re-proposed rule amendments originally proposed in 2015 to narrow an exemption from the requirement to be a FINRA member that is applicable to certain proprietary trading firms. [read post]
21 Feb 2019, 1:10 pm
NYC Commission on Human Rights adopts new rules addressing transgender, non-binary, and gender non-conforming individuals discriminationSource: Amanda M. [read post]
21 Feb 2019, 1:10 pm
NYC Commission on Human Rights adopts new rules addressing transgender, non-binary, and gender non-conforming individuals discriminationSource: Amanda M. [read post]
7 May 2012, 6:37 am
potential adoptive families for the child, and reversed the decision. [read post]
22 May 2020, 3:00 am
Here’s the 267-page adopting release. [read post]
23 May 2024, 9:00 pm
As an aside, there’s now a bipartisan push to re-propose the SEC’s stock buyback rule! [read post]
29 Nov 2023, 7:12 am
Tonkovic, J.D.The SEC adopted a rule prohibiting conflicts of interest in certain securitizations. [read post]
