Search for: "In Re Commodity Exchange Services Co." Results 41 - 60 of 75
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26 Feb 2016, 2:39 pm by John Jascob
According to the majority report, prepared by EEMAC members James Allison, JCA Advisory Services LLC, and Craig Pirrong, a finance professor at the University of Houston’s Bauer College of Business, the Commission either should not adopt final position limits rules, or it should heed the report’s practical advice on a variety of matters if it does finalize the proposal.The report said there was scant evidence that the Commission’s position limits rules were needed and they… [read post]
17 Dec 2015, 12:37 pm by William Foley
  These plaintiffs alleged that the exchanges’ provision of such information and services to the HFTs violated various federal statutes and regulations (including the Commodity Exchange Act (“CEA”) and the Securities Exchange Act of 1934), causing artificial prices, price fluctuations, and losses to other market participants. [read post]
28 Sep 2015, 6:00 am by David Kris
  As the UK government has explained, DRIPA “makes clear that anyone providing a communications service to customers in the UK – regardless of where that service is provided from – should comply with lawful requests” for production.[17]  In other words, the UK’s laws compelling production turn not on the location of stored data, but on something more like the U.S. legal standard for asserting personal jurisdiction over the custodian of… [read post]
28 Jul 2015, 1:34 pm by Anthony B. Cavender
Burwell, the decision of the Fourth Circuit Court of Appeals that “an Exchange established by a State” can also be read to include an “Exchange” established by the State or the Federal Government. [read post]
22 Jul 2015, 2:18 pm by Rebecca Tushnet
Session 1 | Ellen Goodman (Rutgers), Moderator  Access and Development: The History of ‘Development’ and WIPOSara Bannerman (McMaster University)Commentator | Christopher S. [read post]
6 May 2014, 4:26 pm by BakerHostetler
Highlighting one area of the problem, SEC Commissioner Luis Aguilar cited a 2012 global survey that found that 53 percent of securities exchanges had experienced a cyber-attack in the previous year. [read post]
25 Feb 2014, 9:33 am by DMLP Staff
According to the court, it had jurisdiction over the motion based on service of the subpoena on Yelp's registered agent. [read post]
25 Feb 2014, 9:33 am by DMLP Staff
According to the court, it had jurisdiction over the motion based on service of the subpoena on Yelp's registered agent. [read post]
25 Feb 2014, 9:33 am by DMLP Staff
According to the court, it had jurisdiction over the motion based on service of the subpoena on Yelp's registered agent. [read post]
1 Oct 2013, 5:44 am by Jay Baris
In response to the perceived threat presented by selective disclosure of material nonpublic information, by issuers, the Securities and Exchange Commission (SEC) adopted Regulation Fair Disclosure (“Regulation FD”) in 2000. [read post]
5 Jul 2012, 7:45 am by admin
This response was one of a host of exchanges involving 14 Barclays traders that were revealed this week as part of a probe by Britain’s Financial Services Authority( FSA) and American agencies including the Commodities Futures Trading Commission (CFTC) and the Department of Justice (DoJ). [read post]
20 Apr 2012, 10:18 am by Rebecca Tushnet
Is it changes in the way goods/services are being marketed—growth in character branding/merchandising? [read post]
21 Feb 2012, 6:28 pm by Larry Downes
  A barrel of oil, like many commodity goods, does not experience network effects – only one person can own it at a time, and once it’s been burned, it’s gone. [read post]
16 Dec 2011, 4:28 am
" As a consequence of this legal requirement, the businesses lost because "PissedConsumer does not hold itself out 'making ... criticism of commodities or services'; instead, it provides a forum for others to make such criticisms. [read post]