Search for: "In re Interest of Ethan M." Results 41 - 60 of 65
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22 Apr 2016, 6:06 am
Eisenberg, K&L Gates LLP, on Monday, April 18, 2016 Tags: Broker-dealers, Disgorgement, Investment advisers, Investor protection, Misconduct, SEC, SEC enforcement, SEC investigations, Securities damages, Securities enforcement, Securities Regulation, Whistleblowers M&A Agreements and the Challenges of PRC Acquirors Posted by Ethan A. [read post]
16 Jul 2012, 8:41 am by admin
  It’s market innovation, and I’m all for it – with a few questions. [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Financial crisis, Financial institutions, Hedging, Investor protection, Proprietary trading, Risk, Systemic risk, Volcker Rule Statement on Proposed Revisions to Prohibitions and Restrictions on Propriety Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Posted by Kara M. [read post]
2 Feb 2018, 6:10 am
., on Sunday, January 28, 2018 Tags: Board composition, Boards of Directors, Canada, China, Compensation ratios, Corporate culture, Diversity, Environmental disclosure, ESG, EU, Europe, Executive Compensation, India, International governance, Mergers & acquisitions, Securities regulation, Shareholder activism, Shareholder proposals, Shareholder voting, Sustainability, UK The Effects… [read post]
7 Apr 2017, 6:00 am
Dudley, Federal Reserve Bank of New York, on Tuesday, April 4, 2017 Tags: Accountability, Banker bonuses, Banks, Compliance & ethics, Corporate culture, Financial crisis, Financial institutions, Firm performance, Incentives, Misconduct, Oversight, Reputation, Risk-taking Balancing Concessions to Activists Against Responsiveness to the Broader Shareholder Base Posted by Ethan A. [read post]
11 Aug 2007, 7:57 pm
After conversations with Urs, Ethan Zuckerman, danah boyd, and others, I’m freshly persuaded that meaningful, lightweight collaboration is essential to doing sound work in our field (not that we’re there yet, but working on it, and the Group Genius argument helps a lot in this regard). - Fundamentally, I’m persuaded also that our highest calling at the Berkman Center may be to create an environment in which scholars and teachers can… [read post]
6 Feb 2024, 2:16 am by Yosi Yahoudai
” “You get good days and, you know, you’re up and down. [read post]
9 Oct 2007, 11:04 am
"Ethan Karp of UMG replied by asking: "Thanks for putting this together-- so you're saying that the 50 Cent release seems to be a "deeper" record in terms of popular tracks on p2p but that Kanye's is more top-heavy, atleast at this point? [read post]
14 Oct 2010, 6:44 pm
A new, must-read article in Foreign Policy by Ethan Devine makes it pretty darn clear that (i) Specter and other China-mongers have no idea what they're talking about when they throw around such accusations, and (ii) any decision by the Treasury Department to label China a "currency manipulator" as defined by US law is far more a product of politics than of reality. [read post]
16 Jan 2024, 11:33 am by Jacob Fishman
We end the Article by analyzing the meaning of “predecessor in interest” for purposes of Rule 804(b)(1), and also whether exculpatory grand jury testimony is admissible against the government under that same rule. [read post]