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31 Jan 2024, 9:01 pm
On Jan. 16, the Supreme Court will hear argument in Macquarie Infrastructure Corp. v. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
30 Jan 2024, 4:52 am
The United Kingdom, in coordination with the United States, has imposed fresh sanctions on senior Iranian officials who are members of the Islamic Revolutionary Guard Corps (IRGC), in a bid to tackle what it says is a threat to U.K. domestic security. [read post]
26 Jan 2024, 8:56 am
The Securities and Exchange Commission today announced that Northern Star Investment Corp. [read post]
25 Jan 2024, 1:15 pm
The Securities and Exchange Commission today announced that Northern Star Investment Corp. [read post]
24 Jan 2024, 11:18 am
He is allowed to remain free on a $300 million bond secured by his yacht, named the Aviva, and private aircraft.The Government asserted that Lewis got inside information about four companies in which he had invested through his hedge fund and tipped friends and associates.The companies included Mirati Therapeutics and BCTG Acquisition Corp, a company that his hedge fund founded and took Tango Therapeutics public in a merger in 2021. [read post]
23 Jan 2024, 8:49 am
His previous employers include National Securities Corporation (CRD# 7569) of Mineola, NY, First Montauk Securities Corp. [read post]
23 Jan 2024, 7:41 am
Silver Law Group represents investors in securities and investment fraud cases. [read post]
16 Jan 2024, 1:19 pm
Securities Litigation in the U.S. [read post]
8 Jan 2024, 5:42 pm
The question in Macquarie Infrastructure Corp. v. [read post]
8 Jan 2024, 4:00 am
Doe Run Resources Corp. [read post]
8 Jan 2024, 4:00 am
Doe Run Resources Corp. [read post]
5 Jan 2024, 10:01 am
Worden Capital Management LLC Michael Fasciglione Aegis Capital Corp. [read post]
5 Jan 2024, 3:30 am
SEC Realty Corp., 18 F.3d 81, 87 (2d Cir. 1994). [read post]
3 Jan 2024, 1:36 pm
Franklin Street Properties Corp. [read post]
3 Jan 2024, 10:53 am
Army Corps of Engineers (USACE) permit (Ref. [read post]
2 Jan 2024, 10:01 am
For example, are securities broker-dealers employees of the investment firm or are they independent contractors? [read post]
27 Dec 2023, 6:09 pm
When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
27 Dec 2023, 11:21 am
Morgan Securities LLC Chase Investment Services Corp Merrill Richardson Goldman Sachs & Co, LLC William Blair & Company LLC Michael Solomon Maxim Group LLC HFP Capital Markets LLC Steven Thompson Network 1 Financial Securities Inc. [read post]
20 Dec 2023, 4:58 pm
Both parties are thus bitterly hostile to the deal, although less for the ostensible reasons given – national security and press freedom – than for rather less noble and more self-interested ones. [read post]
