Search for: "Investors Services Inc." Results 41 - 60 of 4,720
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
12 Apr 2024, 6:30 am
Wagner (University of Zurich), on Thursday, April 11, 2024 Tags: Asset management, carbon emissions, climate risk, Green energy, Green Investors, Mutual funds AI Governance Appears on Corporate Radar Posted by Subodh Mishra, Institutional Shareholder Services Inc., on Thursday, April 11, 2024 Tags: AI, Artificial intelligence, boards, directors, ISS-Corporate, S&P 500 [read post]
11 Apr 2024, 6:32 am
Posted by Subodh Mishra, Institutional Shareholder Services Inc., on Thursday, April 11, 2024 Editor's Note: Subodh Mishra is Global Head of Communications at ISS STOXX. [read post]
11 Apr 2024, 6:32 am
Posted by Subodh Mishra, Institutional Shareholder Services Inc., on Thursday, April 11, 2024 Editor's Note: Subodh Mishra is Global Head of Communications at ISS STOXX. [read post]
7 Apr 2024, 9:05 pm by renholding
One might say that it is easier for business managers and investors to focus only on the primary objective of short-term and long-term profits. [read post]
3 Apr 2024, 9:01 pm by renholding
And, together, we are better able to protect investors – which, after all, should be our shared mission. [read post]
1 Apr 2024, 7:16 am by Silver Law Group
His previous employers include Northwestern Mutual Investment Services, LLC (CRD# 2881) of Milwaukee, WI, Walnut Street Securities, Inc. [read post]
29 Mar 2024, 11:32 am by Greco & Greco, P.C.
  The Letter of Acceptance, Waiver, and Consent states that the investigation related to a filing by her Broker-Dealer firm, Truist Investment Services, Inc. stating that she had been discharged based on the allegation that she “accessed client information without a business purpose and engaged in unauthorized client transactions. [read post]
29 Mar 2024, 6:30 am
How to Navigate Interoperability Across Sustainability Reporting Rules Posted by Subodh Mishra, Institutional Shareholder Services Inc., on Thursday, March 28, 2024 Tags: Climate change, climate disclosures, corporate disclosure, GHG, Sustainability reporting [read post]
29 Mar 2024, 6:30 am
How to Navigate Interoperability Across Sustainability Reporting Rules Posted by Subodh Mishra, Institutional Shareholder Services Inc., on Thursday, March 28, 2024 Tags: Climate change, climate disclosures, corporate disclosure, GHG, Sustainability reporting [read post]
29 Mar 2024, 4:00 am by Jim Sedor
It is being funded by Make America Great Again Inc., a super PAC that can raise unlimited amounts of money. [read post]
28 Mar 2024, 10:36 am by The White Law Group
Our firm has handled over 700 FINRA arbitration claims on behalf of investors. [read post]
26 Mar 2024, 9:50 pm by Kevin LaCroix
Background Evolv Technologies Holdings, Inc. describes itself as a “leader in Artificial Intelligence (AI)-based weapons detection for security screenings. [read post]
24 Mar 2024, 11:08 am by Stuart Kaplow
On Friday, March 15, 2024, the 5th Circuit Court of Appeals issued an Order granting an Emergency Motion for Administrative Stay and Stay Pending Judicial Review filed by Liberty Energy, Inc. and Nomad Proppant Services, LLC, in another of the cases challenging the SEC Final Rule, which unpublished two page Order did not explain the reasoning for granting the stay pending the outcome of that judicial review. [read post]
20 Mar 2024, 2:53 pm by Kevin LaCroix
The alert warns investors about firms making unwarranted claims about AI capabilities or services; about getting scammed into investing in companies that claim to have AI-related products or services; and about possible use of “deepfake” videos or audios to mislead investors. [read post]
18 Mar 2024, 7:36 am by jeffreynewmanadmin
The SEC’s Office of Investor Education and Advocacy has issued an Investor Alert about artificial intelligence and investment fraud. [read post]
15 Mar 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, March 15, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 8-14, 2024 Retail Investors and Corporate Governance: Evidence from Zero-Commission Trading Posted by Dhruv Aggarwal (Northwestern University), Albert H. [read post]
15 Mar 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, March 15, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 8-14, 2024 Retail Investors and Corporate Governance: Evidence from Zero-Commission Trading Posted by Dhruv Aggarwal (Northwestern University), Albert H. [read post]
14 Mar 2024, 6:19 pm by The White Law Group
According to the New Hampshire order, Kulch allegedly overcharged clients through fees known as “consulting service agreements” (CSAs). [read post]