Search for: "J&J Investments, LLC"
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28 Sep 2023, 1:31 pm
Concerned About Investments with broker Scott J. [read post]
28 Sep 2023, 1:31 pm
Concerned About Investments with broker Scott J. [read post]
28 Sep 2023, 1:31 pm
Concerned About Investments with broker Scott J. [read post]
28 Sep 2023, 12:16 pm
The Securities and Exchange Commission (SEC) has taken significant action against Bruderman Asset Management, now known as Gary Goldberg Planning Services, LLC (BAM), and its founder, Matthew J. [read post]
26 Sep 2023, 7:01 am
The Securities and Exchange Commission today announced that New York-based Bruderman Asset Management LLC (BAM) and its principal, Matthew J. [read post]
22 Sep 2023, 2:01 pm
While the customer complaints mentioned in the Brokercheck report allege misconduct by Loren J. [read post]
22 Sep 2023, 2:01 pm
While the customer complaints mentioned in the Brokercheck report allege misconduct by Loren J. [read post]
22 Sep 2023, 2:01 pm
While the customer complaints mentioned in the Brokercheck report allege misconduct by Loren J. [read post]
21 Sep 2023, 7:20 am
Fuerst & Robert J. [read post]
20 Sep 2023, 9:24 am
Physical analysis requires the investment of time and money and can create insurance concerns if the work must be transported for testing. [read post]
19 Sep 2023, 2:24 pm
Physical analysis requires the investment of time and money and can create insurance concerns if the work must be transported for testing. [read post]
13 Sep 2023, 11:46 am
Unsurprisingly, the highest-profile cases yielded the most pageviews, with tens of thousands of people reading our students’ explanations of 303 Creative LLC v. [read post]
12 Sep 2023, 9:05 am
In a statement, Jason J. [read post]
1 Sep 2023, 6:30 am
CalSTRS Escalates Efforts to Hold Global Companies Accountable for Not Adequately Disclosing Climate Change Risks Posted by Rebecca Forée, and Aeisha Mastagni, California State Teachers’ Retirement System, on Friday, August 25, 2023 Tags: Board of Directors, CalSTRS, Climate change, Proxy season SEC’s New Rules on Use of Data Analytics by Broker-Dealers and Investment Advisers Posted by Hardy Callcott, Jay Baris and Laurie Kleiman, Sidley Austin LLP, on Saturday,… [read post]
1 Sep 2023, 6:30 am
CalSTRS Escalates Efforts to Hold Global Companies Accountable for Not Adequately Disclosing Climate Change Risks Posted by Rebecca Forée, and Aeisha Mastagni, California State Teachers’ Retirement System, on Friday, August 25, 2023 Tags: Board of Directors, CalSTRS, Climate change, Proxy season SEC’s New Rules on Use of Data Analytics by Broker-Dealers and Investment Advisers Posted by Hardy Callcott, Jay Baris and Laurie Kleiman, Sidley Austin LLP, on Saturday,… [read post]
25 Aug 2023, 5:58 pm
J. [read post]
25 Aug 2023, 7:20 am
Glim, Erik J. [read post]
16 Aug 2023, 10:52 am
[vii] The SEC claimed that Jarkesy, along with his advisory firm Patriot28, LLC, made false representations to their investors, including falsely advising that a prominent accounting firm and investment bank served as the funds’ auditor and broker, respectively, and misrepresenting the funds’ investment strategies and overvaluing the funds’ holdings. [read post]
28 Jul 2023, 1:02 pm
In August of 2021, The Securities and Exchange Commission stated that John J. [read post]
14 Jul 2023, 6:30 am
Gerber and Ryan J. [read post]
