Search for: "JAMES MORGAN"
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24 Aug 2023, 6:32 am
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles Woodworth,… [read post]
24 Aug 2023, 6:32 am
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles Woodworth,… [read post]
23 Aug 2023, 9:01 pm
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles Woodworth,… [read post]
27 Jun 2023, 1:28 am
David Morgan reports for Reuters. [read post]
4 Jun 2023, 11:16 am
Morgan Stanley and two of its brokers will have to pay more than $300,000 over contract breach and other claims arising from the pair of advisors' departure from the broker-dealer affiliate of Huntington Bank in Ohio.A Financial Industry Regulatory Authority arbitration panel ordered Morgan Stanley as well as James Patrick Riepenhoff and Frank [...] [read post]
1 Jun 2023, 2:56 am
James Comer (R-KY) and Sen. [read post]
15 May 2023, 1:53 am
Canada On 9 May 2023, the plaintiff’s motion for a Norwich order was dismissed by Morgan J in the case of Jacobs v. [read post]
10 May 2023, 3:00 am
Morgan Rimmer and Manu Raju report for CNN. [read post]
1 May 2023, 3:25 pm
The post James Curbeam | Morgan St. [read post]
7 Apr 2023, 9:27 am
See, e.g., James Bradley Thayer, The Origin and Scope of the American Doctrine of Constitutional Law, 7 Harv. [read post]
7 Apr 2023, 4:45 am
Brother Eugene Morgan 103. [read post]
6 Apr 2023, 11:00 pm
”▫️This year’s event, set in the historic downtown districts of Morgan Hill and Gilroy, California, will be held from April 12–19, 2023. [read post]
1 Apr 2023, 11:00 pm
” This year’s event, which will be set in the historic downtown districts of Morgan Hill and Gilroy, California, will be held from April 12–19, 2023.▫️Among the shorts selected to screen, you’ll find BIBIMBAP FOR ONE, written by Daniel Kaszas, and directed by Ella Greenwood (of Broken Flames Productions). [read post]
31 Mar 2023, 11:36 am
Former Raymond James rep, James “Eddie” Lyons, who was reportedly fired by the firm, has had numerous customer complaints filed against him for allegations of unauthorized trading. [read post]
30 Mar 2023, 2:08 pm
Morgan Chase Co. [read post]
30 Mar 2023, 10:04 am
Morgan Keegan Bank Ocean Financial Services, LLC (a/k/a Ocean Bank), Morgan Securities Raymond James & Associates Raymond James Financial Services Trust Investment Services, Inc. [read post]
29 Mar 2023, 11:00 pm
The Poppy Jasper International Film Festival — set in the historic downtown districts of Morgan Hill and Gilroy (CA) — will be held from April 12 – 19, 2023.▫️Promoting inclusion, championing diversity, and empowering all people, its mission is to “change the way we see each other through film. [read post]
28 Mar 2023, 12:15 pm
In 2010, Seymour became a co-trustee for a trust whose beneficiaries later became customers at Morgan Stanley, then Raymond James. [read post]
20 Mar 2023, 2:56 am
Read the interview with Emma Morgan about her experience with the “fake sheikh” Mazher Mahmood and Merdoch’s News of the World. [read post]
13 Mar 2023, 7:58 am
(Maria Foscarinis, David Stern, Martha Bergmark, James J. [read post]