Search for: "Jason Howard" Results 41 - 60 of 377
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8 May 2007, 12:18 pm
"  The panel was Judge Diane Sykes, Ann Althouse, Eugene Volokh, Christine Hurt (her account of the event is here), Jason Czarnezki, and -- of course -- the blawgfather, Howard Bashman. [read post]
16 Feb 2012, 5:55 am
In In re Belice, the panel overturned a bankruptcy court decision from San Diego in which Jason Belice's debt to Michael Barnes was not exempted from discharge. [read post]
15 Feb 2022, 5:21 am by sydneygallek
In response, North Carolina Governor Roy Cooper signed into law the “Jason Quick Act” in his namesake. [read post]
20 Feb 2024, 3:00 am by Jim Sedor
Campaign Finance Arizona: “House Bill Would Close ‘Loophole’ Regarding Campaign Finance Reports” by Howard Fischer (Capitol News Services) for Eastern Arizona Courier Ethics California: “Former CBS Chief Leslie Moonves to Pay $11,250 Fine to Settle L.A. [read post]
1 Oct 2020, 3:00 am by Jim Sedor
Campaign Finance Arizona: “Court Reopens Door to ‘Dark Money’ in Arizona Political Races” by Howard Fischer (Capitol News Services) for Arizona Daily Star Rhode Island: “Judge Upholds R.I. [read post]
8 Mar 2007, 7:15 am
That's the striking headline in Isthmus, as Jason Shepard covers the Kaplan story. [read post]
28 Jun 2018, 7:57 am by Lene Powell
Jason Howard, J.D.A federal district court in Massachusetts has entered a final judgment against a former partner in a California law practice for his part in defrauding investors in CitySide Tickets, Inc., a Massachusetts-based ticket brokering business (SEC v. [read post]
28 Dec 2015, 8:16 am by John Jascob
Jason Howard, J.D.The SEC has voted to issue an advanced notice of proposed rulemaking addressing new requirements for transfer agents along with a concept release requesting public comment on the Commission’s broader review of transfer agent regulation.Exiting Commissioner Luis Aguilar commended Chair White, Commissioners Stein and Piwowar and the staff for addressing an issue that has been a concern of his for some time. [read post]
17 Feb 2021, 6:25 am by John Jascob
Jason Howard, J.D.The Board of the International Organization of Securities Commissions (IOSCO), has published a report relating to the impact of COVID-19-related government support measures (GSM), on the credit ratings and credit rating methodologies of Fitch, Moody´s and Standard & Poor´s, the three largest credit rating agencies (CRAs).Report. [read post]
26 Jan 2018, 6:58 am by John Jascob
Jason Howard, J.D.The SEC’s Office of Minority and Women Inclusion, created under Section 342 of the Dodd-Frank Act and responsible for all matters relating to diversity in management, employment, and business activities, has invited SEC regulated entities to voluntarily submit self-assessments on its diversity policies and practices.Diversity assessment report. [read post]
1 Sep 2017, 12:05 pm by John Jascob
Jason Howard, J.D.The NYSE has filed a Notice of Proposed Rule Change with the SEC to amend Section 202.06 of the NYSE Listed Company Manual to limit the issuance of material news by listed companies in the period immediately after the official closing time for the Exchange’s trading session (Release No. 34-81494, August 29, 2017).Proposal. [read post]
28 Mar 2024, 5:11 am by Unknown
Jason Howard, J.D.The SEC has voted to modernize a 22-year-old rule by adopting amendments that apply to when investment advisers who provide advisory services exclusively over the internet can register with the SEC.In July 2023, the Commission voted 5-0 to issue the internet advisers proposal and, at that time, SEC Chair Gary Gensler explained that in 2002 the SEC granted a narrow exception allowing internet-based advisers to register with the Commission instead of with the… [read post]
13 Oct 2021, 11:17 am by John Jascob
Jason Howard, J.D.The North American Securities Administrators Association (NASAA) has announced that following approval by its board of directors, it is seeking public comment regarding proposed model rules concerning the unpaid arbitration awards and regulatory fines by state-licensed broker-dealers and agents or investment advisers and investment adviser representatives.Proposed rule. [read post]
18 May 2015, 7:21 pm
Howard Mintz of The San Jose Mercury News has an article headlined "Apple v. [read post]
30 Sep 2016, 12:37 pm by John Jascob
Jason Howard, J.D.A unanimous vote by the Commission approved an amendment to CFTC regulation 50.4 that establishes a new clearing requirement determination by expanding on the interest swaps required to be cleared.Expanded classes. [read post]
24 Feb 2014, 6:04 am by Staci Zaretsky
” Neither are you, Howard, Kohn, Sprague & FitzGerald. [read post]