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8 Oct 2021, 4:00 am
Ethics Commission Finds ‘Problematic’ Gifting at City Departments MSN – Lauren Hernández (San Francisco Chronicle) | Published: 10/1/2021 Several departments in San Francisco have accepted gifts from restricted organizations &ndas [read post]
1 Jul 2024, 9:05 pm
Thus, it does make sense to use a special monitor and have him or her publicly report to the court on the failures by Boeing. [read post]
15 Jun 2007, 9:09 am
At Sunoco, CEO John G. [read post]
12 Nov 2019, 5:55 am
— Kevin O'Keefe (@kevinokeefe) November 10, 2019 Kevin, Taking investor money is similar to debt. [read post]
15 Sep 2020, 3:03 am
Here’s what we ask companies: Does your board share its policies or perspectives on diversity? [read post]
2 Aug 2011, 1:20 pm
An extraordinary number of individual US Senators have written to the SEC, some during the June 10-Aug. 1 extended comment period, out of a concern that the proposed risk retention regulations are too stringent and do not conform to the legislative intent of Section 941 of the Dodd-Frank Act. [read post]
2 Aug 2011, 1:20 pm
An extraordinary number of individual US Senators have written to the SEC, some during the June 10-Aug. 1 extended comment period, out of a concern that the proposed risk retention regulations are too stringent and do not conform to the legislative intent of Section 941 of the Dodd-Frank Act. [read post]
19 Apr 2022, 4:14 pm
§ 78u-4(b)(1). [read post]
10 Jun 2021, 9:13 am
ICI does not believe that the SEC should mandate third-party assurance at this time. [read post]
5 Apr 2012, 12:34 pm
John Carney (D-DE), would create a new category of issuer, a new entity in the federal securities law, the emerging growth company, which would retain that status for five years or until it exceeds $1 billion in annual gross revenue or becomes a large accelerated filer. [read post]
28 Apr 2008, 8:47 am
Another 10 percent of investors abstained from voting on the pay package, bringing the total dissent to 61 percent, the highest vote against a remuneration report at a large U.K. company since the country instituted advisory pay votes in 2003. [read post]
7 May 2018, 10:25 pm
Bank National Association, as Indenture Trustee, Petitioner, represented by Jeffrey Thomas Castellano, Shaw Keller LLP, John W. [read post]
16 Jun 2022, 9:05 pm
”[10] Thus, the SEC mandated extensive disclosure of environmental proceedings, making clear that the Commission would recalibrate this disclosure standard over time. [read post]
5 Dec 2023, 9:05 pm
Pirani,[1] many have predicted that Section 11 of the Securities Act of 1933 will decline into a state of near irrelevance. [read post]
29 Apr 2010, 12:24 am
1. [read post]
26 Jul 2023, 9:01 pm
”[1] In 2018, the Commission issued interpretive guidance to assist public companies in fulfilling their obligation to “take all required actions to inform investors about material cybersecurity risks and incidents in a timely fashion, including those companies that are subject to material cybersecurity risks but may not yet have been the target of a cyber-attack. [read post]
17 May 2010, 5:09 am
Compare the SEC's Rule 262(a)(3), imposing a 5-year look-back, and Rule 262(b)(1), imposing a 10-year look-back, on the convictions specified in those provisions [read post]
17 Dec 2018, 3:14 pm
I would like to thank John for his willingness to allow me to publish his article on this site. [read post]
23 Apr 2019, 7:47 am
John Reed Stark of John Reed Stark Consulting served for 11 years as the chief of the SEC ‘s Office of Internet Enforcement and moderated the discussion. [read post]
14 Jan 2014, 8:38 am
Dirty World; Doe v. [read post]
