Search for: "Jonathan Herbst"
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29 Mar 2017, 9:17 am
Following the UK Government’s delivery to the EU of the letter triggering Article 50, Jonathan Herbst provides a brief update from a financial services perspective. [read post]
5 Feb 2021, 2:02 am
Jonathan Herbst gives a quick update on Brexit before examining the short selling restrictions on GameStop in the US from a UK MAR perspective. [read post]
15 Jun 2021, 8:04 am
In this month’s episode we receive an update on Brexit from Jonathan Herbst, as he discusses the future of financial services in the UK with Hannah Meakin. [read post]
11 May 2021, 8:07 am
In this episode, Jonathan Herbst, Imogen Garner, Hannah Meakin and Matthew Gregory discuss the FCA’s recent consultation paper, CP21/9, which is proposing changes to UK MIFID’s conduct and organisational requirements. [read post]
14 Dec 2021, 7:09 am
In this episode, Jonathan Herbst and Matthew Gregory examine various aspects of the Future Regulatory Framework Review including the proposals around regulator relationships with Parliament and Treasury and also new regulatory objectives. [read post]
15 Jul 2021, 1:52 am
In this month’s podcast we speak to Jonathan Herbst about the future of financial services in the UK and also the HMT Wholesale Markets Review. [read post]
3 Feb 2021, 8:25 am
In episode 4, Jonathan Herbst gives a quick update on Brexit before examining the short selling restrictions on GameStop in the US. [read post]
14 Oct 2021, 7:43 am
In this episode, Jonathan Herbst and Anna Carrier discuss the Treasury and Commission proposals on their respective regimes, examining pre-trade transparency, consolidated tape and the share trading obligation. [read post]
10 Mar 2020, 1:11 pm
To obtain a copy of the checklists please contact Jonathan Herbst, John Coley or Iain Hawthorn. [read post]
17 Jun 2020, 2:59 am
In this new briefing note, Jonathan Herbst and Matthew Gregory share their observations on the UK’s proposals and what matters may be of interest to firms looking to understand more about the cross border provision of financial services after Brexit. [read post]
8 Apr 2020, 3:48 am
Listen to our discussion with Jonathan Herbst (global head of financial services), John Coley (head of risk consulting, EMEA) and Iain Hawthorn (senior compliance manager) as they answer four key questions around good governance at regulated firms: What governance expectations do regulators have overall? [read post]
3 Nov 2023, 4:39 am
To access the guides, please contact Jonathan Herbst. [read post]
25 Nov 2021, 3:54 am
In this episode of RT Plus, Jonathan Herbst (Global Head of Financial Services) and Anna Carrier (Senior Government and Regulatory Affairs Advisor) discuss various aspects of the bonds and derivatives regime that are currently under review, including pre and post trade transparency and potential changes to the derivatives trading obligation. [read post]
19 Dec 2022, 2:44 am
To access the guides, please contact Jonathan Herbst. [read post]
25 May 2022, 10:51 am
The podcast is hosted by Simon Lovegrove and features the following international partners: Jonathan Herbst (UK) Tom Delaney and Kim Caine (United States) Manfred Dietrich (Luxembourg) Wilson Ang (Singapore) The Regulation Around the World podcast is available to stream and download on Apple Podcasts, iTunes, Spotify and Soundcloud. [read post]
2 Oct 2020, 6:23 am
The first episode is a Brexit special, and we will be discussing the macro view with Jonathan Herbst, the impact on asset and wealth management will be explored by Imogen Garner, and Hannah Meakin takes a look at how the market infrastructure space will be affected. [read post]
8 Apr 2020, 3:48 am
Listen to our discussion with Jonathan Herbst (global head of financial services), John Coley (head of risk consulting, EMEA) and Iain Hawthorn (senior compliance manager) as they answer four key questions around good governance at regulated firms: What governance expectations do regulators have overall? [read post]
27 Oct 2020, 2:31 am
Commenting on ESMA’s latest statement, Norton Rose Fulbright’s Global Head of Financial Services, Jonathan Herbst, remarked that “ESMA have essentially stuck to their previous position on EU ISINs,” by confirming the manner of STO application. [read post]
8 Oct 2020, 7:38 am
In the first episode of the Regulation Tomorrow podcast, Jonathan Herbst, Global Head of Financial Services at Norton Rose Fulbright, provides an update on the status of the Brexit negotiations and gives his views on what’s next for financial services firms. [read post]
4 Nov 2007, 9:08 pm
Herbst of Philadelphia's Margolis Edelstein; client's loss of $11 million defamation case led to professional liability award recently reinstated by Pa. high court; Legal Intelligencer]Earlier entries in this series: Jun. 4, etc. [read post]
