Search for: "Jonathan Herbst"
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26 Mar 2021, 7:54 am
In this episode of Regulation Tomorrow Plus, Jonathan Herbst and Katie Stephen discuss this week’s whistleblowing publications by the FCA and what this might mean for financial services firm. [read post]
5 Feb 2021, 2:02 am
Jonathan Herbst gives a quick update on Brexit before examining the short selling restrictions on GameStop in the US from a UK MAR perspective. [read post]
3 Feb 2021, 8:25 am
In episode 4, Jonathan Herbst gives a quick update on Brexit before examining the short selling restrictions on GameStop in the US. [read post]
11 Dec 2020, 10:34 am
In this month’s episode we catch up on Brexit with Jonathan Herbst, we take a global look at vulnerable customer initiatives with John Coley from the Risk Consultancy practice in London and Helen Taylor from Sydney, and we speak to Katie Stephen and Sonya Zywko for an update on enforcement matters. [read post]
19 Nov 2020, 7:52 am
In the latest of our financial services videos, Norton Rose Fulbright’s Global Head of Financial Services, Jonathan Herbst, provides an update on the likely impact of Brexit. [read post]
13 Nov 2020, 5:48 am
Speakers: Jonathan Herbst | Global head of financial services, Norton Rose Fulbright Hannah Meakin | Partner, Norton Rose Fulbright Mark Craggs | Partner, Norton Rose FulbrightMatt Thorn | Partner, Norton Rose FulbrightPatrick Brazzill | Associate Partner, Ernst & Young Saleem Malik | Partner, Ernst & YoungAjay Rawal | Global Banking & Capital Markets Restructuring Leader, Ernst & Young [read post]
11 Nov 2020, 3:23 am
We chat to Jonathan Herbst about the latest Brexit news, Caroline Herkströter will discuss the German thinking around reverse solicitation, and Lisa Lee Lewis will explain some of the findings of Norton Rose Fulbright’s recently conducted Operational Resilience Survey. [read post]
2 Nov 2020, 1:32 am
In episode 2 we will be chatting to Jonathan Herbst on the latest Brexit news, Caroline Herkströter will discuss the German thinking around reverse solicitation, and Lisa Lee Lewis will explain some of the findings of Norton Rose Fulbright’s recently conducted Operational Resilience Survey. [read post]
29 Oct 2020, 7:14 am
In addition, Jonathan Herbst, our global head of financial services, will be leading a plenary session where a number of industry experts will provide their views on some of the key issues facing the sector. [read post]
27 Oct 2020, 2:31 am
Commenting on ESMA’s latest statement, Norton Rose Fulbright’s Global Head of Financial Services, Jonathan Herbst, remarked that “ESMA have essentially stuck to their previous position on EU ISINs,” by confirming the manner of STO application. [read post]
12 Oct 2020, 7:56 am
Episode 1 focusses on Brexit, featuring interviews with Jonathan Herbst, Imogen Garner and Hannah Meakin. [read post]
8 Oct 2020, 7:38 am
In the first episode of the Regulation Tomorrow podcast, Jonathan Herbst, Global Head of Financial Services at Norton Rose Fulbright, provides an update on the status of the Brexit negotiations and gives his views on what’s next for financial services firms. [read post]
2 Oct 2020, 6:23 am
The first episode is a Brexit special, and we will be discussing the macro view with Jonathan Herbst, the impact on asset and wealth management will be explored by Imogen Garner, and Hannah Meakin takes a look at how the market infrastructure space will be affected. [read post]
17 Jun 2020, 2:59 am
In this new briefing note, Jonathan Herbst and Matthew Gregory share their observations on the UK’s proposals and what matters may be of interest to firms looking to understand more about the cross border provision of financial services after Brexit. [read post]
8 Apr 2020, 3:48 am
Listen to our discussion with Jonathan Herbst (global head of financial services), John Coley (head of risk consulting, EMEA) and Iain Hawthorn (senior compliance manager) as they answer four key questions around good governance at regulated firms: What governance expectations do regulators have overall? [read post]
8 Apr 2020, 3:48 am
Listen to our discussion with Jonathan Herbst (global head of financial services), John Coley (head of risk consulting, EMEA) and Iain Hawthorn (senior compliance manager) as they answer four key questions around good governance at regulated firms: What governance expectations do regulators have overall? [read post]
25 Mar 2020, 6:50 am
In our first video diary Jonathan Herbst gives his thoughts on some of the wider issues that the pandemic presents to the financial services industry. [read post]
13 Mar 2020, 7:13 am
In our latest financial services video Jonathan Herbst discusses the regulatory issues that firms should consider in light of Covid-19. [read post]
10 Mar 2020, 1:11 pm
To obtain a copy of the checklists please contact Jonathan Herbst, John Coley or Iain Hawthorn. [read post]
28 Jan 2020, 2:05 am
In the subsequent panel debate, hosted under the Chatham House rules and joined, alongside Paulina, by James Chew, Group Head Regulatory Strategy (HSBC), Matt Holmes, Managing Director Government and Regulatory Affairs (Deutsche Bank) and moderated by Jonathan Herbst (Norton Rose Fulbright), the panellists agreed on the need of a balanced approach to the Basel III standard implementation in both jurisdictions. [read post]
