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29 Mar 2019, 7:34 am
Judge Breyer’s ruling parallels the Second Circuit’s highly publicized 2018 repudiation of the DOJ’s attempts to prosecute Jessie Litvak, a former bond trader, for similar misrepresentations made in connection with trading residential mortgage-backed securities. [read post]
14 Dec 2015, 5:36 am
The judge goes on to outline how, and why, the prosecution arose:Coscia began his career as a commodities futures trader in 1988. [read post]
8 Apr 2017, 3:20 am
CarGurus made many arguments to avoid liability, none of which were accepted by the applications judge. [read post]
18 Jan 2008, 12:32 pm
A former Goldman Sachs trader who helped lead a $6.7 million insider-trading conspiracy — and then cooperated with the government — was sentenced to time served by a federal district court judge on Friday. [read post]
4 Jul 2011, 12:06 pm
A federal judge has frozen Gomez’s assets and prohibited the destruction of all books and records.Giddens and Dutton operated Currency Management Group LLC and Pinnacle Capital Partners LLC, respectively. [read post]
7 Oct 2013, 12:30 pm
NPR reports that a federal judge in Seattle has dismissed Trader Joe's suit against Pirate Joe's (now "_irate Joe's," at least temporarily) and its owner, Mike Hallatt. [read post]
8 Jan 2010, 1:53 am
“Trafigura, the offshore oil trader that became notorious for legal attempts to suppress reporting of parliament, is going back to Britain’s judges tomorrow. [read post]
22 Oct 2008, 12:04 pm
Kaplan for filing a meritless lawsuit against a stock trader.... [read post]
22 Nov 2010, 7:39 am
District Judge Jed S. [read post]
19 Feb 2024, 4:00 am
” The SEC argued that Almagarby was a dealer, and not entitled to assert the “trader” exception, because of the “kind” and “amount” of transactions he engaged in.Almagarby argued that the district court should not have relied on precedent that focused on the broader definition of “dealer” under the Securities Act (no trader carve-out). [read post]
25 May 2018, 3:47 am
Judge Leinenweber granted in part defendant OneUp Trader’s Fed. [read post]
25 May 2018, 3:47 am
Judge Leinenweber granted in part defendant OneUp Trader’s Fed. [read post]
14 Mar 2018, 4:02 am
OneUp Trader, LLC, No. 17 C 4412, Slip Op. [read post]
5 Jan 2018, 4:02 am
OneUp Trader, LLC, No. 17 C 4412, Slip Op. [read post]
16 Feb 2011, 3:31 pm
The WSJ reports that One of the members of the commission, federal judge Beryl Howell, said she was “disappointed” Mr. [read post]
2 Jun 2016, 6:12 pm
From The New York Times: When Reza Zarrab, a gold trader based in Turkey, was arrested on a recent trip to the United States and sent to New York to face federal charges, his lawyer tried to keep him out... [read post]
20 May 2021, 4:43 pm
“Copyright Battle Over TV’s ‘Billions’ Looks to Freud, or Maybe His Mother; Forecasting defeat for a Wall Street whisperer’s copyright suit, a Second Circuit judge asked so what if she sees herself in the character who coaches stock traders on the sleek Showtime series”: Josh Russell of Courthouse News Service has this report on an oral argument (download the mp3 audio via this link) that a three-judge panel of the U.S. [read post]
10 Feb 2010, 12:52 pm
Wending its way to FERC on exception (appeal) is Administrative Judge Carmen Cintron’s January 22 initial decision finding that lead natural gas trader for hedge fund Amaranth Advisors, Brian Hunter, manipulated the price of New York Mercantile Exchange (NYMEX) natural gas futures contracts in order increase earnings on futures look-alike contracts (primarily swaps) that Amaranth [...] [read post]
23 Jun 2021, 8:46 am
By Amanda Maine, J.D.A precious metals trader at a London office of Deutsche Bank has been sentenced by a federal judge to 12 months and one day in prison following his conviction for wire fraud for his role in a spoofing scheme aimed at defrauding other precious metals futures traders on the Chicago Mercantile Exchange (CME).Alleged scheme. [read post]
5 Oct 2010, 7:44 am
Jérôme Kerviel, the former Société Générale trader who lost EUR 4.9 billion in unauthorized trading in 2008 was sentenced to three years in prison today and ordered to repay the bank the entire amount of his losses. [read post]
