Search for: "Julie Short"
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5 Jun 2024, 3:38 pm
According to FINRA, from June 3, 2015, through July 31, 2017, a registered representative associated with Triad engaged in short-term, unsuitable purchases and sales and switching of A share mutual funds in 10 customer accounts, resulting in customer losses in nine of the accounts of $43,998.48. [read post]
5 Jun 2024, 9:06 am
On 5 June 2024, the Bank of England issued a short statement that the eighth edition of the Regulatory Initiatives Grid had been delayed due to the forthcoming general election on 4 July 2024. [read post]
5 Jun 2024, 7:34 am
Meta Threads is a social media app launched in July 2023 by Meta (formerly Facebook). [read post]
5 Jun 2024, 6:00 am
There are three primary pending legal challenges to the FTC’s noncompete ban, according to a Morgan Lewis LawFlash post, with court guidance expected by early-July. [read post]
5 Jun 2024, 5:00 am
Over and over again, they stretch out their spindly little matchstick fingers into the mighty Pacific, and over and over again, they get their knuckles rapped. [read post]
5 Jun 2024, 4:00 am
Solutions that work within the current organization of the private sector might be more practical in the short-term. [read post]
4 Jun 2024, 1:07 pm
§§ 98.233, 98.236, and 98.238, and for which the final rule’s requirements become effective July 15, 2024. [read post]
4 Jun 2024, 6:32 am
In short, the Court held that the residents were not denied due process. [read post]
4 Jun 2024, 5:48 am
Note: Applications for the study beginning in the 2024/5 academic year must be received by the end of July. [read post]
2 Jun 2024, 9:01 pm
This event, together with its East Coast and now Midwest counterparts, offers regulators like me a unique opportunity to speak directly to leaders of the securities bar about issues of mutual concern. [read post]
31 May 2024, 11:49 am
Merrill Lynch Broker Suspended for Unsuitable Short-Term Trading July 2023: Former Merrill Lynch advisor Robert Gerstein has been fined and suspended by FINRA for allegations of unsuitable short-term trading of mutual funds and other complex investment products. [read post]
31 May 2024, 10:18 am
Always short of money, a report just released by the Common Sense Institute poses the dilemma the district faces: RTD is at a fork in the railroad. [read post]
[Eugene Volokh] My Identifying Would-Be Jane Doe Litigant in Law Review Article Wasn't "Harassment,"
30 May 2024, 12:55 pm
At the end of July, I was forced to move out of my prior residence for safety concern. [read post]
29 May 2024, 11:55 pm
Although “A new boiler system is proposed to improve the carbon footprint and ensure a warm welcome” [7], the judgment contains no further details or reference to the Faculty Jurisdiction (Amendment) Rules 2022 which came into force on 1 July 2022. [read post]
29 May 2024, 10:17 am
In short, the act generally appears to have failed in achieving its main objective. [read post]
29 May 2024, 3:00 am
Anything goes short of physical violence or threats of physical violence. [read post]
28 May 2024, 6:19 am
For more details, OSHA has published a short video about the improved rule in English and Spanish on its YouTube page. [read post]
26 May 2024, 5:46 am
The new House version of the bill more closely matches that approved by the Senate Committee on Commerce, Science, and Transportation in July 2023, and provides for enforcement by the Departments of Justice and Transportation through civil penalties and civil actions – provisions that were not included in an earlier House version of the bill. [read post]
25 May 2024, 9:01 pm
Cooking time and poor practicesResearchers said the investigation found poor conditions in the nursing home canteen, and the cooking time of pork liver was too short. [read post]
24 May 2024, 3:37 pm
The Supreme Court is currently considering a major case that challenges the FDA’s approval of the drug mifepristone, with a decision expected by July. [read post]
